RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Kara Lynn Jett
- Title
- Chief Compliance Officerreportedwesternwealthadvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- LPL Financial LLC BD affiliated currentsince Oct 5, 2022 · Golden, Co
- Western Wealth Management LLC independent RIA currentsince Nov 7, 2021 · Golden, Co
- Waddell & Reed formerJan 27, 2011 to Aug 23, 2021 · Overland Park, Ks
- Burch & Company, Inc unclassifiedFeb 17, 2010 to Jun 11, 2010 · Kansas City, Mo
- Ameriprise Financial Services, LLC national BDOct 5, 2009 to Jan 7, 2010 · Kansas City, Mo
- Ameriprise Advisor Services, Inc. unclassifiedApr 14, 2004 to Oct 5, 2009 · Kansas City, Mo
- Waddell & Reed to Western Wealth Management LLCleft Aug 23, 2021, registered Nov 7, 2021 (76 days) · Affiliated broker-dealer or bank to independent RIA
- Burch & Company, Inc to Waddell & Reedleft Jun 11, 2010, registered Jan 27, 2011 (230 days) · Other
- Ameriprise Financial Services, LLC to Burch & Company, Incleft Jan 7, 2010, registered Feb 17, 2010 (41 days) · Other
- Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLCleft Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address