DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Western Wealth Management LLC
Latest filing Jun 9, 2026
First filing on the tape Apr 22, 2016 · 71 filings
SEC status approved since May 31, 2016
RAUM
$5.4B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
94%
$5.0B individuals and HNW
Advisors
113
registered through the firm on IAPD
RAUM per advisor
$47.4M
derived; firm RAUM over IAPD count
Employees
98
95 advisory (5.B.1)
Offices
40
beyond the principal office
Private funds
0
reported on Schedule D
History
71 filings and snapshots on the tape
RAUM$5.4B as of Jun 9, 2026
Feb 22, 2017$853M then
HNW client RAUM$3.5B as of Jun 9, 2026
Mar 29, 2018$530M then
State-registered IARs (5.B.3)95 as of Jun 9, 2026
Feb 22, 201776 then
Employees (5.A)98 as of Jun 9, 2026
Feb 22, 2017113 then
Private funds: no history
RAUM +36% over the last fiscal year+27% a year over threeIARs 88 to 95
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $47.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 98derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $277,973derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 2.8derived41 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +8.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +25%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $1.3BreportedItem 5.I
- Custody
- $551M, 752 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.5B66%
- Individuals$1.5B28%
- Pension and profit-sharing plans$153M2.9%
- Charitable organizations$87.4M1.6%
- Corporations and businesses$79.5M1.5%
- Individual clients
- 7,747reported
- HNW clients
- 3,272reported
- Pension plan clients
- 109reported
- Charitable clients
- 51reported
- Accounts
- 19,273reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $551M for 752 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=79.0derived
Advisors registered through the firm
113 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Edward MumfordCertified Financial Planner | Centennial, Co | Jun 17, 2016 | 38 y | 2 |
| Bridget Anne Hommey | Beaver Falls, Pa | Jun 20, 2016 | 33 y | 4 |
| Benita CreacyCertified Financial Planner | Greenwood Village, Co | Jun 22, 2016 | 23 y | 5 |
| Seth Jerome Gunderson | Broomfield, Co | Jun 22, 2016 | 23 y | 4 |
| Kenneth Christopher Acampora | Englewood, Co | Jun 22, 2016 | 33 y | 3 |
| Andrew David Miller | Golden, Co | Jun 22, 2016 | 24 y | 4 |
| Tracy Renee TutagCertified Financial Planner | Edwards, Co | Jun 22, 2016 | 24 y | 2 |
| Aleda Sedgwick Kresge | Frisco, Co | Jun 22, 2016 | 36 y | 2 |
| David Christopher Connelly | Greenwood Village, Co | Jun 22, 2016 | 23 y | 3 |
| Jared Alan Powell | Johnstown, Co | Jun 22, 2016 | 23 y | 2 |
| Anthony J MirendaCertified Financial Planner | Greenwood Village, Co | Jun 22, 2016 | 16 y | 3 |
| M. Shannon Dana | Greenwood Village, Co | Jun 22, 2016 | 26 y | 6 |
| Edwin S Blanchard | Naples, Fl | Jun 22, 2016 | 31 y | 4 |
| Gregory Scott Jackson | Castle Rock, Co | Jun 22, 2016 | 34 y | 2 |
| Michael James Schumar | Denver, Co | Jun 22, 2016 | 37 y | 3 |
| Ryan Joseph Cirasiello | Greenwood Village, Co | Jun 22, 2016 | 12 y | 2 |
| Nipapan Pamela Rosenblum | Boulder, Co | Jun 22, 2016 | 13 y | 2 |
| Justin Keith Whitsell | Costa Mesa, Ca | Jun 22, 2016 | 18 y | 2 |
| Patrick Allen Kent | Johnstown, Co | Jun 22, 2016 | 15 y | 2 |
| Stuart James GreenCertified Financial Planner | Edwards, Co | Jun 22, 2016 | 18 y | 1 |
| Mark Jonathan FuhrmanChartered Financial Consultant | Castle Pines, Co | Jun 22, 2016 | 38 y | 2 |
| Garry Ron Kirkland | Greenwood Village, Co | Jun 22, 2016 | 39 y | 3 |
| Gary Alan Mangelsdorf | Lakewood, Co | Jun 22, 2016 | 30 y | 2 |
| Teddy R Ezzell | Fort Collins, Co | Jun 22, 2016 | 24 y | 4 |
| Wade Arthur OlsonCertified Financial Planner | Greenwood Village, Co | Jun 22, 2016 | 17 y | 3 |
| Kenneth Charles DuncanCertified Financial Planner | Durango, Co | Jun 22, 2016 | 17 y | 3 |
| Guillermo Davis AdameChartered Financial Consultant | San Diego, Ca | Jun 22, 2016 | 21 y | 3 |
| James Terence HassonCertified Financial Planner | Greenwood Village, Co | Jun 22, 2016 | 22 y | 2 |
| Mark Steven JohnsonCertified Financial Planner | Kailua-Kona, Hi | Jun 22, 2016 | 23 y | 2 |
| Michael L Chevalier | Fort Collins, Co | Jun 22, 2016 | 20 y | 2 |
| Deborah Sue Frank | Golden, Co | Jun 22, 2016 | 25 y | 5 |
| Kimber Elizabeth Deloia | Golden, Co | Jun 22, 2016 | 25 y | 4 |
| Krista L KirbyCertified Financial Planner | Frisco, Co | Jun 22, 2016 | 18 y | 4 |
| Jan Francis Jumet | Plymouth, Ma | Jun 23, 2016 | 25 y | 1 |
| Rebecca Elizabeth Ruane | Johnstown, Co | Jul 18, 2016 | 20 y | 1 |
| David Elba RicheyCertified Financial Planner, Chartered Financial Consultant | Boulder, Co | Aug 1, 2016 | 40 y | 1 |
| Diana Lynne Bobka | Golden, Co | Aug 10, 2016 | 36 y | 1 |
| Maggie Merrill KirchhoffCertified Financial Planner | Golden, Co | Oct 10, 2016 | 17 y | 3 |
| Michael Devin Mcdonald | Happy Valley, Or | Oct 21, 2016 | 34 y | 5 |
| Kevin Alex Rogers | Erie, Co | Nov 11, 2016 | 29 y | 0 |
Advisor movement
7 left, 16 joined in 12 months
net +9 in 12 months3 left in 90 days1 joined in 90 daysdeparture rate 6.2% of current headcount14 left over 36 months
Left, latest
- Grace Jennifer Zupsic to &PartnersJul 15, 2026 · RIA to RIA
- Jonathan David White to White Hawk Wealth ManagementJun 22, 2026 · RIA to a newly registered adviser
- Cameron Robert Dye to White Hawk Wealth ManagementJun 22, 2026 · RIA to a newly registered adviser
- Kirk Cameron Jones to LPL Financial LLCMay 20, 2026 · RIA to affiliated broker-dealer or bank
- Martin Tory Streetman to LPL Financial LLCApr 2, 2026 · RIA to affiliated broker-dealer or bank
- Mahone Taylor Tarrall to Varra FinancialFeb 4, 2026 · RIA to RIA
- Jackson M Catanzaro to Stratos Wealth Partners, LtdDec 7, 2025 · RIA to affiliated broker-dealer or bank
- Robert Lee Holland to The Ameriflex GroupJul 11, 2025 · RIA to affiliated broker-dealer or bank
- Keith J Kozubal to Edward JonesMay 6, 2025 · RIA to affiliated broker-dealer or bank
- Max Potosme to LPL Financial LLCSep 30, 2024 · RIA to affiliated broker-dealer or bank
- Raymond Scott Vanderwal to Gps Wealth Strategies Group, LLCSep 9, 2024 · RIA to RIA
- John Joseph Anderson to Edward JonesFeb 26, 2024 · RIA to affiliated broker-dealer or bank
- Alexandra M Wardell to LPL Financial LLCFeb 19, 2024 · RIA to RIA
- Lauren Smith to Fidelity Personal And Workplace AdvisorsDec 4, 2023 · RIA to affiliated broker-dealer or bank
- Anthony Cheang to Buck Wealth Strategies, LLCApr 5, 2023 · RIA to RIA
Joined, latest
- Shane Shirley Bartholomew from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 6, 2026 · Wirehouse to independent RIA
- John Thomas Gilpin from Strategic Advisers LLCJun 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- Christopher Paul Bruhl from LPL Financial LLCMay 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Adam Watson Hall from LPL Financial LLCMay 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Colin James Green from Blueheel LLCApr 1, 2026 · Other
- Steven Michael Ehnstrom from Wells Fargo AdvisorsJan 27, 2026 · Wirehouse to independent RIA
- Ronald Vincent Vermillion from Edward JonesJan 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Lynn Probst from Ntb Advisors, A Division Of Ntb Financial CorporationJan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Benjamin Joseph Jennings from Schwab Wealth Advisory, Inc.Dec 11, 2025 · Other
- Katherine Preston from Gps Wealth Strategies Group, LLCDec 1, 2025 · RIA to RIA
- Levi Kevin Knutson from Gps Wealth Strategies Group, LLCDec 1, 2025 · RIA to RIA
- Anna Elizabeth Graff from Gps Wealth Strategies Group, LLCDec 1, 2025 · RIA to RIA
- M Katharine Collins from Gps Wealth Strategies Group, LLCNov 26, 2025 · RIA to RIA
- Jeffrey Allan Hutcheson from Gps Wealth Strategies Group, LLCNov 20, 2025 · RIA to RIA
- Charles Edwin Hellums from Gps Wealth Strategies Group, LLCNov 20, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for White Hawk Wealth ManagementJun 22, 2026 · Broomfield, Co
- 2 left for Independent Financial PartnersNov 27, 2017 · Boulder, Co
- 2 left for Monarch Advisory GroupJul 19, 2017 · Franklin, Tn
- 2 joined from LPL Financial LLCMay 29, 2026 · Golden, Co
- 7 joined from Gps Wealth Strategies Group, LLCNov 19, 2025 · Centennial, Co
- 4 joined from Ntb Advisors, A Division Of Ntb Financial CorporationJul 2, 2019 · Highlands Ranch, Co
- 3 joined from Wwk Wealth AdvisorsMar 21, 2019 · Fort Worth, Tx
- 2 joined from Wells Fargo AdvisorsSep 16, 2016 · Fort Worth, Tx
- 3 joined from Gallacher Capital Management, LLCJul 5, 2016 · Lone Tree, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Lisa Esslinger · Director Of Branch Development/Partnercontrolsince 09/2022 · owns 25% to 50%
- Lynn Kara Jett · Chief Compliance Officercontrolsince 09/2022 · owns 10% to 25%
- Louisa Caden Russell · Administrative Specialist & Partnercontrolsince 09/2022 · owns 25% to 50%
- Julie Gaffney · Director Of Accounting & Registrationssince 03/2016 · owns less than 5%
- Rodney Benjamen Rothwell · Director Of Ria Compliancesince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Golden, Co · principal | 41 | 11 | 0 | ||
| Greenwood Village, Co | 16 | 2 | 1 | ||
| Denver, Co | 7 | 3 | 0 | ||
| Fort Worth, Tx | 4 | 0 | 0 | ||
| Edwards, Co | 4 | 1 | 0 | ||
| Beaver Falls, Pa | 4 | 0 | 2 | ||
| Lakewood, Co | 4 | 0 | 0 | ||
| Durango, Co | 3 | 0 | 0 | ||
| Johnstown, Co | 3 | 0 | 0 | ||
| Fort Collins, Co | 2 | 0 | 0 | ||
| Frisco, Co | 2 | 0 | 0 | ||
| Canton, Oh | 2 | 0 | 0 | ||
| Washington, Ut | 2 | 1 | 0 | ||
| Broomfield, Co | 2 | 1 | 2 | 1 | |
| Scottsdale, Az | 2 | 0 | 0 | ||
| Boulder, Co | 2 | 0 | 1 | ||
| Saint George, Ut | 2 | 1 | 0 | ||
| Centennial, Co | 1 | 0 | 0 | ||
| Grand Junction, Co | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Golden, CO9 employees
- Greenwood Village, CO6 employees
- Boulder, CO6 employees
- Greenwood Village, CO4 employees
- Fort Worth, TX3 employees
- Broomfield, CO3 employees
- Boulder, CO3 employees
- Johnstown, CO3 employees
- Edwards, CO2 employees
- Glen Rose, TX2 employees
- , 2 employees
- Elizabeth, CO1 employees
- Englewood, CO1 employees
- Evansville, IN1 employees
- Fort Collins, CO1 employees
- Fort Collins, CO1 employees
- Golden, CO1 employees
- Happy Valley, OR1 employees
- Lakeview, AZ1 employees
- Lakewood, CO1 employees
- Lakewood, CO1 employees
- Louisville, CO1 employees
- Louisville, KY1 employees
- Mansfield, TX1 employees
- Parker, CO1 employees
What changed
consecutive filings, newest first
- Accounts · 15,250 to 19,273Oct 29, 2025 to Mar 24, 2026
- Advisory employees · 88 to 95Oct 29, 2025 to Mar 24, 2026
- BD registered reps · 78 to 79Oct 29, 2025 to Mar 24, 2026
- Charity clients · 42 to 51Oct 29, 2025 to Mar 24, 2026
- Corporate clients · 76 to 74Oct 29, 2025 to Mar 24, 2026
- HNW clients · 2,532 to 3,272Oct 29, 2025 to Mar 24, 2026
- Individual clients · 6,257 to 7,747Oct 29, 2025 to Mar 24, 2026
- Pension plan clients · 57 to 109Oct 29, 2025 to Mar 24, 2026
- Assets in custody · $463M to $551MOct 29, 2025 to Mar 24, 2026
- Employees · 91 to 98Oct 29, 2025 to Mar 24, 2026
- Insurance-licensed employees · 4 to 13Oct 29, 2025 to Mar 24, 2026
- Financial planning clients · 51-100 to 26-50Oct 29, 2025 to Mar 24, 2026
- State-registered IARs · 88 to 95Oct 29, 2025 to Mar 24, 2026
- Discretionary RAUM · $3.8B to $5.1BOct 29, 2025 to Mar 24, 2026
- HNW RAUM · $2.6B to $3.5BOct 29, 2025 to Mar 24, 2026
- Individual RAUM · $1.1B to $1.5BOct 29, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $163M to $239MOct 29, 2025 to Mar 24, 2026
- Pension RAUM · $48.8M to $153MOct 29, 2025 to Mar 24, 2026
- RAUM · $3.9B to $5.4BOct 29, 2025 to Mar 24, 2026
- Accounts · 13,833 to 15,250Oct 2, 2024 to Apr 15, 2025
- BD registered reps · 90 to 78Oct 2, 2024 to Apr 15, 2025
- Charity clients · 36 to 42Oct 2, 2024 to Apr 15, 2025
- Corporate clients · 66 to 76Oct 2, 2024 to Apr 15, 2025
- HNW clients · 2,302 to 2,532Oct 2, 2024 to Apr 15, 2025
- Individual clients · 5,819 to 6,257Oct 2, 2024 to Apr 15, 2025
- Pension plan clients · 48 to 57Oct 2, 2024 to Apr 15, 2025
- Assets in custody · $1.3B to $463MOct 2, 2024 to Apr 15, 2025
- Employees · 112 to 91Oct 2, 2024 to Apr 15, 2025
- Financial planning clients · 26-50 to 51-100Oct 2, 2024 to Apr 15, 2025
- Discretionary RAUM · $3.2B to $3.8BOct 2, 2024 to Apr 15, 2025
- HNW RAUM · $2.1B to $2.6BOct 2, 2024 to Apr 15, 2025
- Individual RAUM · $1.0B to $1.1BOct 2, 2024 to Apr 15, 2025
- Non-discretionary RAUM · $88.1M to $163MOct 2, 2024 to Apr 15, 2025
- Pension RAUM · $21.4M to $48.8MOct 2, 2024 to Apr 15, 2025
- RAUM · $3.3B to $3.9BOct 2, 2024 to Apr 15, 2025
- Accounts · 12,396 to 13,833Nov 7, 2023 to Mar 27, 2024
- Advisory employees · 84 to 88Nov 7, 2023 to Mar 27, 2024
- BD registered reps · 88 to 90Nov 7, 2023 to Mar 27, 2024
- Charity clients · 29 to 36Nov 7, 2023 to Mar 27, 2024
- Corporate clients · 51 to 66Nov 7, 2023 to Mar 27, 2024
Signals
30 dated events
- Grace Jennifer Zupsic left Western Wealth Management Llc for &Partners (registered 2026-07-20)Jul 15, 2026 · Advisor changed firm · fact
- Jonathan David White left Western Wealth Management Llc for White Hawk Wealth Management (registered 2026-05-14)Jun 22, 2026 · Advisor changed firm · fact
- Cameron Robert Dye left Western Wealth Management Llc for White Hawk Wealth Management (registered 2026-05-13)Jun 22, 2026 · Advisor changed firm · fact
- 2 advisors left Western Wealth Management LLC (Broomfield, CO) for White Hawk Wealth Management on the same dayJun 22, 2026 · Team lift-out · derived
- 2 advisors left LPL Financial LLC (Lakewood, CO) for Western Wealth Management LLC on the same dayMay 29, 2026 · Team lift-out · derived
- Kirk Cameron Jones left Western Wealth Management Llc for Lpl Financial Llc (registered 2026-07-15)May 20, 2026 · Advisor changed firm · fact
- Martin Tory Streetman left Western Wealth Management Llc for Lpl Financial Llc (registered 2024-10-22)Apr 2, 2026 · Advisor changed firm · fact
- Western Wealth Management Llc reported RAUM $5.4B, up 36% from $3.9B (2025-10-29 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Mahone Taylor Tarrall left Western Wealth Management Llc for Varra Financial (registered 2026-02-23)Feb 4, 2026 · Advisor changed firm · fact
- Jackson M Catanzaro left Western Wealth Management Llc for Stratos Wealth Partners, Ltd (registered 2025-12-09)Dec 7, 2025 · Advisor changed firm · fact
- 7 advisors left Gps Wealth Strategies Group, LLC (Centennial, CO) for Western Wealth Management LLC within 19 daysNov 19, 2025 · Team lift-out · derived
- Robert Lee Holland left Western Wealth Management Llc for The Ameriflex Group (registered 2024-11-13)Jul 11, 2025 · Advisor changed firm · fact
- Keith J Kozubal left Western Wealth Management Llc for Edward Jones (registered 2025-04-28)May 6, 2025 · Advisor changed firm · fact
- Max Potosme left Western Wealth Management Llc for Lpl Financial Llc (registered 2024-01-11)Sep 30, 2024 · Advisor changed firm · fact
- Raymond Scott Vanderwal left Western Wealth Management Llc for Gps Wealth Strategies Group, Llc (registered 2024-09-09)Sep 9, 2024 · Advisor changed firm · fact
- Western Wealth Management Llc reported RAUM $3.3B, up 26% from $2.6B (2023-11-07 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- John Joseph Anderson left Western Wealth Management Llc for Edward Jones (registered 2024-05-28)Feb 26, 2024 · Advisor changed firm · fact
- Alexandra M Wardell left Western Wealth Management Llc for Lpl Financial Llc (registered 2023-02-22)Feb 19, 2024 · Advisor changed firm · fact
- Lauren Smith left Western Wealth Management Llc for Fidelity Personal And Workplace Advisors (registered 2024-02-15)Dec 4, 2023 · Advisor changed firm · fact
- Anthony Cheang left Western Wealth Management Llc for Buck Wealth Strategies, Llc (registered 2023-03-27)Apr 5, 2023 · Advisor changed firm · fact
- Edward Scott Smith left Western Wealth Management Llc for Private Advisor Group, Llc (registered 2022-11-23)Nov 23, 2022 · Advisor changed firm · fact
- Lynn Kara Jett (Chief Compliance Officer) appeared on Schedule A of Western Wealth Management LlcOct 5, 2022 · Control person joined · fact
- Marie Lisa Esslinger (Director Of Branch Development/Partner) appeared on Schedule A of Western Wealth Management LlcOct 5, 2022 · Control person joined · fact
- Louisa Caden Russell (Administrative Specialist & Partner) appeared on Schedule A of Western Wealth Management LlcOct 5, 2022 · Control person joined · fact
- Emmanuel Gerhardt Buenning (Chief Compliance Officer) no longer on Schedule A of Western Wealth Management Llc (listed 2022-03-28, absent 2022-10-05)Oct 5, 2022 · Control person left · inference
- Michelle Rene Francis left Western Wealth Management Llc for Life Story Financial (registered 2022-05-27)May 31, 2022 · Advisor changed firm · fact
- Western Wealth Management Llc reported RAUM $2.6B, up 42% from $1.9B (2021-11-24 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Western Wealth Management Llc reported RAUM $1.5B, up 33% from $1.1B (2019-12-09 to 2020-03-12)Mar 12, 2020 · RAUM change · derived
- Western Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 22, 2016 · Succession (Item 4) · fact
- Western Wealth Management Llc filed its initial SEC registration (Form ADV)Apr 22, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 303-243-5694reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-393-2323reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-393-2325reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/whitehawkwmreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/new-west-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- westernwealthmgmt.netreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 3033932404reportedpublic record, Form ADV, Jun 9, 2026
- Team page
- westernwealthadvisors.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026