DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

V••••• R•••••••••

Independent wealth managerRidgewood, New JerseyCRD 173064SEC 801-126524website IAPD

Legal name V••••• R••••••••• L••

Latest filing Jun 18, 2026

First filing on the tape Sep 12, 2014 · 54 filings

SEC status approved since Sep 8, 2022

RAUM

$634M

reported, Item 5.F

Discretionary

95%

of RAUM

Private clients

99%

$625M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$90.5M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

54 filings and snapshots on the tape

RAUM$634M as of Jun 18, 2026

Mar 31, 2015$0 then

HNW client RAUM$504M as of Jun 18, 2026

Mar 23, 2020$61.6M then

State-registered IARs (5.B.3)5 as of Jun 18, 2026

Mar 31, 20150 then

Employees (5.A)13 as of Jun 18, 2026

Mar 31, 20154 then

Private funds: no history

RAUM +163% over the last fiscal year+81% a year over threeIARs 5 to 5

Practice profile

derived from the filing of Jun 18, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $90.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 158derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.1MderivedHNW RAUM over HNW clients
Average account: $322,514derivedRAUM over accounts (5.F.2.f)
Discretionary: 95%derivedof RAUM
Institutional: 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.9derivedItem 5.A over advisors
Advisors per office: 2.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +163%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +30%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, otherreportedItem 5.G
Wrap fee program: $602MreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$504M80%
Individuals$120M19%
Corporations and businesses$7.0M1.1%
Pension and profit-sharing plans$1.1M0.2%
Charitable organizations$799,1580.1%

Individual clients: 655reported
HNW clients: 451reported
Pension plan clients: 2reported
Charitable clients: 3reported
Accounts: 1,965reported
Financial planning clients: 26-50reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=6.0derived

Advisors registered through the firm

7 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
P••• D•••• M•••••	R••••••••, Nj	Nov 25, 2014	29 y	5
B••••••• A••••• S••••	R••••••••, Nj	Aug 30, 2021	10 y	1
N••••••• J••••• T••••Certified Financial Planner	R••••••••, Nj	Jul 9, 2024	14 y	0
J••••• J••• S•••••••	Ridgewood, Nj	Nov 19, 2024	31 y	1
J••••• M•••••• L••••	Ridgewood, Nj	Jan 2, 2026	42 y	2
A•••••• P••••••••	R••••••••, Nj	Jan 5, 2026	33 y	2
K•••• A•••• L••••	R••••••••, Nj	Apr 23, 2026	46 y	1

Advisor movement

1 left, 3 joined in 12 months

net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months

Left, latest

J••• T•••• R•••••• to N••• L•••• P•••••• L••
Feb 16, 2026 · RIA to RIA
J•••• M• E•••• to C••••••••• F•••••••• N••••••
Jun 18, 2020 · RIA to affiliated broker-dealer or bank
N••••••• S••••• C••••• to V••• F•••••••• A•••••••• I•••
Mar 11, 2019 · RIA to affiliated broker-dealer or bank

Joined, latest

K•••• A•••• L•••• from V•••••• A•• C•••••• S••••••••• I•••
Apr 23, 2026 · RIA to RIA
A•••••• P•••••••• from C••••• I••••••••• A••••••• L••
Jan 5, 2026 · Affiliated broker-dealer or bank to independent RIA
J••••• M•••••• L•••• from S•••••••• F••••••••• I•••
Jan 2, 2026 · Affiliated broker-dealer or bank to independent RIA
J••••• J••• S••••••• from C••••• I••••••••• A••••••• L••
Nov 19, 2024 · Affiliated broker-dealer or bank to independent RIA
J••• T•••• R•••••• from L•• F•••••••• L••
Mar 31, 2022 · RIA to RIA
B••••••• A••••• S•••• from P••• A••••• S••••••••• L••
Aug 30, 2021 · Affiliated broker-dealer or bank to independent RIA
N••••••• S••••• C••••• from L•• F•••••••• L••
Jan 3, 2018 · Other
P••• D•••• M••••• from R•••••••• F•••••••• A•••••••• L••
Nov 25, 2014 · Other
J•••• M• E•••• from L•• F•••••••• L••
Nov 25, 2014 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from L•• F•••••••• L••
Nov 29, 2018 · Cranford, Nj

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

L••••• J•••••• M•••••• · Managing Membercontrol
since 11/2024 · owns 50% to 75%
M•••••• P•••• D•••• · Managing Member, Ccocontrol
since 09/2014 · owns 50% to 75%

Related persons

Schedule D 7.A

A•••••• T•• P•••• L••
insurancey

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
R••••••••, Nj · principal	7	3	0
Poughkeepsie, Ny	0	0	1

Offices

Schedule D 1.F, the 25 largest

Poughkeepsie, NJ1 employees
, 1 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Apr 30, 2026
RAUM (Item 5.F) moved from $240,534,495 to $633,740,217 (+163.0%) between the annual amendments of 2025-02-28 and 2026-04-30; the peer median change was +16.0% (1385 comparable advisers, 99.0th percentile of changes)
peers: independent wealth managers, $500M to $1B (1,385) · 99% percentile
account count surgeChange between filings · filing Apr 30, 2026
accounts (Item 5.F.2.f) moved from 856.0 to 1,965.0 (+130.0%) between the annual amendments of 2025-02-28 and 2026-04-30; the peer median change was +6.0% (1256 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, $500M to $1B (1,256) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 856 to 1,965
Jan 14, 2026 to Mar 2, 2026
BD registered reps · 7 to 6
Jan 14, 2026 to Mar 2, 2026
Corporate clients · 5 to 8
Jan 14, 2026 to Mar 2, 2026
HNW clients · 408 to 451
Jan 14, 2026 to Mar 2, 2026
Individual clients · 589 to 655
Jan 14, 2026 to Mar 2, 2026
Employees · 14 to 13
Jan 14, 2026 to Mar 2, 2026
Financial planning clients · 1-10 to 26-50
Jan 14, 2026 to Mar 2, 2026
Discretionary RAUM · $473M to $602M
Jan 14, 2026 to Mar 2, 2026
HNW RAUM · $381M to $504M
Jan 14, 2026 to Mar 2, 2026
Individual RAUM · $109M to $120M
Jan 14, 2026 to Mar 2, 2026
Non-discretionary RAUM · $24.6M to $31.9M
Jan 14, 2026 to Mar 2, 2026
Pension RAUM · $893,867 to $1.1M
Jan 14, 2026 to Mar 2, 2026
RAUM · $497M to $634M
Jan 14, 2026 to Mar 2, 2026
Financial planning clients · 1-10 to 1-10
May 9, 2025 to Jul 17, 2025
Charity clients · 1 to 3
Feb 28, 2025 to May 9, 2025
Corporate clients · 10 to 5
Feb 28, 2025 to May 9, 2025
HNW clients · 374 to 408
Feb 28, 2025 to May 9, 2025
Individual clients · 480 to 589
Feb 28, 2025 to May 9, 2025
Pension plan clients · 0 to 2
Feb 28, 2025 to May 9, 2025
Discretionary RAUM · $216M to $473M
Feb 28, 2025 to May 9, 2025
HNW RAUM · $181M to $381M
Feb 28, 2025 to May 9, 2025
Individual RAUM · $58.0M to $109M
Feb 28, 2025 to May 9, 2025
Non-discretionary RAUM · $24.9M to $24.6M
Feb 28, 2025 to May 9, 2025
Pension RAUM · $0 to $893,867
Feb 28, 2025 to May 9, 2025
RAUM · $241M to $497M
Feb 28, 2025 to May 9, 2025
Accounts · 620 to 856
Jan 13, 2025 to Feb 28, 2025
Corporate clients · 1 to 10
Jan 13, 2025 to Feb 28, 2025
HNW clients · 141 to 374
Jan 13, 2025 to Feb 28, 2025
Individual clients · 250 to 480
Jan 13, 2025 to Feb 28, 2025
Discretionary RAUM · $127M to $216M
Jan 13, 2025 to Feb 28, 2025
HNW RAUM · $98.5M to $181M
Jan 13, 2025 to Feb 28, 2025
Individual RAUM · $41.9M to $58.0M
Jan 13, 2025 to Feb 28, 2025
Non-discretionary RAUM · $14.7M to $24.9M
Jan 13, 2025 to Feb 28, 2025
RAUM · $142M to $241M
Jan 13, 2025 to Feb 28, 2025
Advisory employees · 3 to 5
Jul 18, 2024 to Nov 15, 2024
BD registered reps · 3 to 7
Jul 18, 2024 to Nov 15, 2024
Employees · 8 to 14
Jul 18, 2024 to Nov 15, 2024
State-registered IARs · 3 to 5
Jul 18, 2024 to Nov 15, 2024
Accounts · 519 to 620
Jul 6, 2023 to Feb 28, 2024
Charity clients · 0 to 1
Jul 6, 2023 to Feb 28, 2024

Signals

5 dated events

V••••• R••••••••• reported RAUM $633.7M, up 27% from $497.3M (2026-01-14 to 2026-03-02)
Mar 2, 2026 · RAUM change · derived
J••• T•••• R•••••• left V••••• R••••••••• for N••• L•••• P•••••• L•• (registered 2026-01-18)
Feb 16, 2026 · a•••••• firm change · fact
V••••• R••••••••• reported RAUM $497.3M, up 107% from $240.5M (2025-02-28 to 2025-05-09)
May 9, 2025 · RAUM change · derived
Michael J••••• Lanza (Managing Member) appeared on Schedule A of V••••• R•••••••••
Nov 15, 2024 · Control person joined · fact
V••••• R••••••••• filed its initial SEC registration (Form ADV)
Sep 12, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: visionretirement@visionretirement.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 201-345-3642reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 201-447-2212reportedpublished by the firm, firm site, Sep 17, 2026
Website: H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 201-447-2212reportedpublic record, Form ADV, Jun 18, 2026
Team page: visionretirement.com/teamreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $90.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026