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Registered advisor
D•••• J• S•• L••••
Feed of 09/14/2026
Also filed as David Joseph Stlouis
At current firm
13 y
since Oct 1, 2012
In the industry
35 y
since Jul 18, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 1, 2012 · Somerset, Nj
- C•••• I••••••••• S••••••• C•••• formerJun 23, 2010 to Oct 1, 2012 · Woodbridge, Nj
- A••••• G••••••• I••• independent RIAApr 30, 2007 to Jun 3, 2010 · Newtown, Pa
- S••• B••• • C•••••• unclassifiedApr 27, 2006 to Mar 1, 2007 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- A••••• G••••••• I••• to C•••• I••••••••• S••••••• C••••left Jun 3, 2010, registered Jun 23, 2010 (20 days) · Other
- S••• B••• • C•••••• to A••••• G••••••• I•••left Mar 1, 2007, registered Apr 30, 2007 (60 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address