RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• A•• Z••••••
- I•••••• A•••••••• I••• asset manager currentsince Jun 22, 2018 · Houston, Tx
- U••••• C•••••• F•••••••• A••••••• independent RIAMay 2, 2016 to Jun 8, 2018 · The Woodlands, Tx
- P••• O•• P•••••• W••••• A••••••• independent RIAAug 28, 2014 to Apr 19, 2016 · Houston, Tx
- U••••• C•••••• F•••••••• A••••••• to I•••••• A•••••••• I•••left Jun 8, 2018, registered Jun 22, 2018 (14 days) · Other
- P••• O•• P•••••• W••••• A••••••• to U••••• C•••••• F•••••••• A•••••••left Apr 19, 2016, registered May 2, 2016 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address