DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Invesco Advisers, Inc.

Asset manager (funds and pooled vehicles)Atlanta, GeorgiaCRD 105360SEC 801-33949website IAPD

Latest filing Jun 11, 2026

First filing on the tape Dec 13, 2011 · 97 filings

SEC status approved since Dec 30, 1988

RAUM

$750B

reported, Item 5.F

Discretionary

97%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

194

registered through the firm on IAPD

RAUM per advisor

$3.9B

derived; firm RAUM over IAPD count

Employees

2,804

713 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

97 filings and snapshots on the tape

RAUM$750B as of Jun 11, 2026

Mar 30, 2012$338B then

HNW client RAUM$0 as of Jun 11, 2026

Mar 29, 2018$0 then

State-registered IARs (5.B.3)210 as of Jun 11, 2026

Mar 26, 2013361 then

Employees (5.A)2,804 as of Jun 11, 2026

Mar 26, 20132,332 then

Private funds30 as of Jun 11, 2026

Mar 30, 201213 then

RAUM -1.0% over the last fiscal year+0.5% a year over threeIARs 206 to 210offices 12 to 14

Practice profile

derived from the filing of Jun 11, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)

RAUM per advisor: $3.8BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $9.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 97%derivedof RAUM
Institutional: 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 14.4derivedItem 5.A over advisors
Advisors per office: 13.0derived15 offices incl. principal (1.F.5)
RAUM growth, one year: -1.0%derivedbetween the last two annual amendments
Advisor growth, one year: +1.9%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Wrap fee program: participatesreportedItem 5.I
Custody: $50B, 36 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$459B63%
Pooled investment vehicles$129B18%
Corporations and businesses$48B6.5%
Pension and profit-sharing plans$42B5.7%
State and municipal entities$30B4.0%
Sovereign wealth funds$14B1.9%
Insurance companies$11B1.5%
Charitable organizations$126M0.0%
Banks and thrifts$19.0M0.0%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 86reported
Charitable clients: 2reported
Accounts: 82,498reported
Financial planning clients: 0reported
Wrap fee programs: $0 sponsored, $902M managedreported
Custody of client assets: $50B for 36 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.79 institutional_share=0.13 related_bd=true related_bank=true bd_reps=609.0derived

Advisors registered through the firm

195 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Robert Bryan Richardson	Austin, Tx	Jan 1, 2010	24 y	1
Monica Elizabeth Saucedo	Atlanta, Ga	Jan 1, 2010	23 y	1
Phillip Charles Ciulla	Missouri City, Tx	Jan 1, 2010	27 y	1
Jesse Edward Frazier	Atlanta, Ga	Jan 1, 2010	29 y	1
Edward Michael WalshCertified Financial Planner	Houston, Tx	Jan 1, 2010	20 y	1
Michael Allen Giesecke	Houston, Tx	Jan 1, 2010	27 y	1
Robert Scott Maney	Seal Beach, Ca	Jan 1, 2010	31 y	1
Michael Scot Sarlin	Atlanta, Ga	Jan 1, 2010	30 y	1
Christopher Yeats Collie	Corona Del Mar, Ca	Jan 1, 2010	24 y	3
John Patrick SaxtonChartered Financial Analyst	Stevenson Ranch, Ca	Jan 1, 2010	35 y	2
Richard Bernard Callaghan	Orland Park, Il	Jan 1, 2010	29 y	1
Lisa Marie Hultquist	Michigan City, In	Jan 1, 2010	32 y	1
Marie Helen Jordon	Houston, Tx	Jan 1, 2010	27 y	1
Leslie Gage Ferguson	Houston, Tx	Jan 1, 2010	27 y	1
Jerry Clinton HarrisChartered Financial Analyst	Atlanta, Ga	Jan 1, 2010	27 y	1
Melissa Oatman Carey	Atlanta, Ga	Jan 1, 2010	27 y	1
Christopher Clay King	Atlanta, Ga	Jan 1, 2010	29 y	1
Erin Nicole Cain	Atlanta, Ga	Jan 1, 2010	25 y	1
David Vincent Knoblauch	Atlanta, Ga	Jan 1, 2010	25 y	1
Mary M Schumacher	Dubuque, Ia	Jan 4, 2010	33 y	1
Jeffrey Michael Pennell	Downers Grove, Il	Aug 19, 2010	33 y	2
Brandon Michael MyersCertified Financial Planner	Mandeville, La	Oct 13, 2010	19 y	0
Nathan A DierkingCertified Financial Planner	Atlanta, Ga	Dec 2, 2010	23 y	1
Laksany Terri Starovic	Houston, Tx	Jan 11, 2011	16 y	0
Michelle Lynn Hall	Houston, Tx	Aug 30, 2011	21 y	0
Sherri Lynn Greenwood	Houston, Tx	Sep 8, 2011	26 y	0
Charles Andrew Koch	Greenwood Village, Co	Nov 4, 2011	22 y	2
Todd Broward Matlack	Doylestown, Pa	Nov 30, 2011	21 y	2
Brandon Knott	Houston, Tx	Apr 24, 2012	16 y	0
Brandon Moralee De La Torre	Atlanta, Ga	Jun 19, 2012	31 y	0
Jason Kyle PerryChartered Financial Analyst	Atlanta, Ga	Sep 18, 2012	14 y	0
Landon Allen Cullison	Houston, Tx	Jan 24, 2013	16 y	0
Stefan Edward Bernardi	Birmingham, Mi	Jan 28, 2013	13 y	0
Colin Alexander Lamborn	Houston, Tx	May 21, 2013	15 y	0
Andrew Eric Brown	Grand Prairie, Tx	Jan 31, 2014	13 y	0
Michael Scott DejongCertified Financial Planner, Chartered Financial Consultant	Proper, Tx	Feb 25, 2014	12 y	0
Brad Gillman	Alamo, Ca	Feb 25, 2014	22 y	0
Danielle Nicole SingerChartered Financial Analyst	New York, Ny	Jun 16, 2014	24 y	2
Joseph Givens Baker	Atlanta, Ga	Jul 28, 2014	17 y	0
Andrew Wegner	Castle Rock, Co	Sep 17, 2014	15 y	1

All 195 advisors at Invesco Advisers, Inc.

Advisor movement

10 left, 11 joined in 12 months

net +1 in 12 months3 left in 90 days4 joined in 90 daysdeparture rate 5.2% of current headcount31 left over 36 months

Left, latest

Scott Maxwell Waxenbaum to Invesco Managed Accounts, LLC
Sep 2, 2026 · Other
Brian Kichton to New York Life Investment Management LLC
Jul 6, 2026 · Other
Denis Ryan O'Donoghue to Capital Client Group, Inc.
Jun 24, 2026 · Other
Arthur Vega to Dimensional Fund Advisors LP
Jun 1, 2026 · Other
Ryan A Maglio to Cliftonlarsonallen Wealth Advisors, LLC
May 18, 2026 · Other
Mitchell Harrington Rossi to Capital Investment Advisors, LLC
Apr 8, 2026 · Other
Eric Douglas Larsen to John Hancock Investment Management LLC
Apr 6, 2026 · Other
Irina Shimarova to Allspring Funds Management, LLC
Dec 31, 2025 · Other
Eric Alexander Fuentes to Edward Jones
Nov 21, 2025 · Other
Patrick Robert Nelis to Wells Fargo Advisors
Oct 13, 2025 · Other
David Mayeux to Charles Schwab & Co., Inc.
Sep 2, 2025 · Other
Joshua Ching Lee to Morgan Stanley
Sep 2, 2025 · Other
Justin Labier to Allspring Funds Management, LLC
Dec 23, 2024 · Other
Michael Thomas Joyce to Calamos Advisors LLC
Dec 9, 2024 · Other
Donald Eugene Ponder to Principal Asset Management
Sep 4, 2024 · Other

Joined, latest

Sophie Marie Little from Morgan Stanley
Sep 14, 2026 · Other
Gregory Mccabe from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Aug 17, 2026 · Other
Carson Scott from Voya Investment Management Co. LLC
Jul 30, 2026 · Other
Troy N Thompson from Fisher Investments
Jul 8, 2026 · Other
Daniel Joseph Brooks from Blackrock Investment Management, LLC
May 27, 2026 · Other
William Wisneski from Florida Financial Advisors, LLC
Feb 24, 2026 · Other
Todd F Goessling from Wells Fargo Advisors
Feb 24, 2026 · Other
Jesse Taishi De Groat from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Feb 10, 2026 · Other
Connie Zeender from Capital Client Group, Inc.
Jan 15, 2026 · Other
Matthew James Svorinic from Ameriprise Financial Services, LLC
Dec 11, 2025 · Other
Jennifer Taboada from Blackrock Investment Management, LLC
Oct 24, 2025 · Other
Matthew Lawrence Ryan from Federated Global Investment Management Corp.
Aug 12, 2025 · Other
Jonathan Tyler Hancock from Morgan Stanley
Jul 18, 2025 · Other
John Gregory Zessin from Blackrock Investment Management, LLC
Jul 18, 2025 · Other
Patrick Eugene Steketee from Bmo Harris Financial Advisors, Inc
Jul 18, 2025 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Crossmark Global Investments, Inc.
Oct 2, 2020 · Houston, Tx
2 left for Morgan Stanley
May 31, 2019 · Downers Grove, Il
2 left for Advisors Asset Management, Inc.
May 30, 2019 · Downers Grove, Il
2 left for Morgan Stanley
May 28, 2019 · Houston, Tx
2 left for First Trust Advisors LP
Apr 26, 2019 · Atlanta, Ga
2 left for First Trust Advisors LP
Apr 24, 2019 · Downers Grove, Il
2 left for First Trust Advisors LP
Mar 19, 2019 · Downers Grove, Il

Teams out Teams in

Private funds

77 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Invesco Core Real Estate - U.S.A., L.P.	Real Estate Fund	$16B	128	Mar 30, 2012
Invesco Private Prime Fund, A Series Of Invesco Multi Series Funds II, LLC	Liquidity Fund	$14B	245	May 13, 2020
Invesco Commercial Mortgage Income Fund, L.P.	Real Estate Fund	$6.2B	20	Sep 28, 2017
Invesco Private Government Fund, A Series Of Invesco Multi Series Funds II, LLC	Liquidity Fund	$5.1B	260	May 13, 2020
Invesco U.S. Income Fund, L.P.	Real Estate Fund	$4.2B	39	Mar 26, 2014
Invesco Fixed Income Trust Invesco Intermediate Fund	Other Private Fund	$4.0B	2	Mar 30, 2012
Invesco Fixed Income Trust - Invesco High Quality Short Term Bond Fund	Other Private Fund	$2.9B	2	Jan 31, 2019
Invesco Fixed Income Trust - Invesco Constrained Core Fixed Income Trust	Other Private Fund	$2.5B	2	Jan 31, 2019
Invesco Government Liquidity Fund, A Series Of Invesco Multi Series Funds II, LLC	Liquidity Fund	$1.8B	15	May 19, 2017
Invesco Fixed Income Trust Invesco Short-Term Investment Fund	Liquidity Fund	$1.8B	2	Dec 27, 2016
Invesco Custom Balanced Risk Allocation Fund I Ltd	Hedge Fund	$1.8B	2	Apr 24, 2015
Invesco Real Estate U.S. Fund Vi, L.P.	Hedge Fund	$1.7B	26	Aug 18, 2021
Invesco Balanced Risk-Allocation 10 Fund, A Series Of Invesco Multi Series Funds, LLC	Hedge Fund	$1.6B	6	Jun 12, 2020
Invesco U.S. Value-Add Fund V, L.P.	Hedge Fund	$933M	13	Sep 28, 2017
Ubc Russell 3000 Index Fund, A Series Of Invesco Multi-Series Fund II, LLC	Other Private Fund	$899M	18	Oct 7, 2022
Invesco Strategic Opportunities III, L.P.	Hedge Fund	$487M	13	May 29, 2018
Invesco Private Balanced-Risk Allocation Fund, Ltd.	Hedge Fund	$477M	1	Aug 24, 2022
Invesco Institutional Trust Balanced Risk Allocation Fund	Hedge Fund	$430M	25	Mar 30, 2012
Invesco Fixed Income Trust - Invesco High Quality Mortgage Backed Securities Fund	Other Private Fund	$337M	3	Jan 31, 2019
Invesco Balanced-Risk Allocation 12 Fund, A Series Of Invesco Multi Series Funds, LLC	Hedge Fund	$310M	2	Nov 21, 2023
Invesco Stable Income Fund	Other Private Fund	$252M	1	Dec 21, 2015
Invesco Emerging Markets Equity Fund, LP	Other Private Fund	$188M	15	Mar 30, 2012
Invesco Institutional Trust C&I Balanced Risk Allocation Fundno longer reported	Hedge Fund	$159M	2	Mar 7, 2014
Invesco Active Multi-Sector Credit Fund, Ltd.	Hedge Fund	$157M	4	Mar 7, 2014
Invesco Ofi International Growth Fund, LP	Other Private Fund	$151M	6	Mar 30, 2012
Invesco Mortgage Recovery Fund II, L.P.	Hedge Fund	$149M	13	Feb 24, 2015
Invesco Institutional Trust Balanced Risk Commodity Fund	Hedge Fund	$137M	4	Mar 26, 2013
Invesco Small Cap Growth Fund, LLC	Other Private Fund	$89.8M	2	Mar 30, 2012
Invesco Institutional Trust International Growth Equity Fundno longer reported	Other Private Fund	$86.8M	5	Mar 30, 2012
Invesco International Bond Fund (Cayman) Ltd.no longer reported	Other Private Fund	$85.4M	1	Nov 18, 2015
Invesco Fundamental Alternative Fund (Cayman) Ltd.no longer reported	Other Private Fund	$81.1M	1	Mar 28, 2013
Invesco Ofi International Growth Developed Markets Fund, LPno longer reported	Other Private Fund	$77.1M	2	Jun 21, 2019
Invesco Fixed Income Trust Core Fixed Income Fund	Other Private Fund	$64.0M	6	Mar 30, 2012
Invesco Global Investment Grade Credit Fund, Ltd.	Hedge Fund	$52.5M	2	Mar 26, 2014
Invesco U.S. Value-Add Fund IV, L.P.	Hedge Fund	$45.7M	13	Feb 24, 2015
Invesco Global Strategic Income Fund (Cayman) Ltd.no longer reported	Other Private Fund	$41.9M	1	Mar 30, 2012
Invesco Talf 2.0 Opportunity Fund, LPno longer reported	Hedge Fund	$40.7M	6	Jun 12, 2020
Invesco Emerging Markets Innovators Fund, LPno longer reported	Hedge Fund	$38.8M	4	Aug 15, 2017
Invesco International Equity Fundno longer reported	Other Private Fund	$38.6M	3	Mar 30, 2012
Invesco Multi-Alternative Income Fund (Cayman) L.P.	Other Private Fund	$37.9M	1	Jun 30, 2021

All funds of Invesco Advisers, Inc.

Owners and control persons

Schedule A and B, latest filing

Allison Laura Dukes · Directorcontrol
since 08/2020 · owns less than 5%
William Mark Gregson · Chief Accounting Officer And Controllercontrol
since 03/2022 · owns less than 5%
Todd Kuehl · Chief Compliance Officercontrol
since 05/2020 · owns less than 5%
Howard Jeffrey Kupor · Directorcontrol
since 01/2023 · owns less than 5%
Gibson Terry Vacheron · Chief Financial Officercontrol
since 03/2022 · owns less than 5%
Lik Tony Wong · Chairman, Director, President, And Chief Executive Officercontrol
since 03/2023 · owns less than 5%

Entity owners

Invesco Group Services, Inc. · Sole Shareholder
direct · owns 75% or more
Invesco Holding Company (US), Inc. · Sole Shareholder
indirect · owns 75% or more of Oppenheimer Acquisition Corp
Invesco Holding Company Limited · Sole Shareholder
indirect · owns 75% or more of Invesco Holding Company (US), Inc.
Invesco Ltd. · Sole Shareholder
indirect · owns 75% or more of Invesco Holding Company Limited · public reporting company
Oppenheimer Acquisition Corp · Sole Shareholder
indirect · owns 75% or more of Oppenheimerfunds, Inc. (US)
Oppenheimerfunds, Inc. (US) · Sole Shareholder
indirect · owns 75% or more of Invesco Group Services, Inc.

Related persons

Schedule D 7.A

Harbourview Asset Management Corporation
investment adviserbankpooled vehicle sponsornRAUM $386M
Redblack Advisers, Inc.
investment advisernRAUM $824M
Invesco Asset Management (India) Pvt. Ltd.
investment advisernRAUM $10B
Invesco Asset Management (Japan) Limited
investment advisernRAUM $76B
Invesco Management S.A.
investment advisernRAUM $49B
Invesco Asset Management Ltd.
investment advisernRAUM $188B
Invesco
investment adviserbankpooled vehicle sponsornRAUM $20B
Invesco Capital Management LLC
investment adviserbankpooled vehicle sponsornRAUM $941B
Invesco Capital Markets, Inc.
broker-dealery
Invesco Clo Equity Fund 3 L.P.
investment adviserpooled vehicle sponsorn
Invesco Clo Equity Fund IV L.P.
investment adviserpooled vehicle sponsorn
Invesco Distributors, Inc.
broker-dealery
Invesco European Rr L.P
investment advisernRAUM $1.4B
Invesco Fund Managers Ltd
pooled vehicle sponsorn
Invesco Hong Kong Limited
investment advisernRAUM $26B
Invesco Investment Advisers LLC
investment adviseryRAUM $4.4B
Invesco Investment Management Ltd
pooled vehicle sponsorn
Invesco Loan Manager, LLC
investment adviserpooled vehicle sponsornRAUM $18B
Invesco Managed Accounts, LLC
investment adviseryRAUM $31B
Invesco Management S.A.
pooled vehicle sponsorn
Invesco Pensions Ltd
real estaten
Invesco Private Capital, Inc.
investment adviserbankpooled vehicle sponsoryRAUM $860M
Invesco Real Estate Management S.à R.L.
investment advisernRAUM $13B
Invesco Rr Fund L.P
investment advisernRAUM $3.6B
Invesco Senior Secured Management, Inc.
investment adviserbankpooled vehicle sponsoryRAUM $29B
Invesco Specialized Products, LLC
pooled vehicle sponsorn
Invesco Trust Company
n
Ire (Cayman) Limited
investment adviserpooled vehicle sponsorn
Oppenheimerfunds Inc
investment adviserpooled vehicle sponsoryRAUM $827,684
Wl Ross & Co. LLC
investment adviserbankpooled vehicle sponsoryRAUM $225M

Advisers that list Invesco Advisers, Inc. as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Atlanta, Ga · principal	45	6	5
New York, Ny	24	1	2
Houston, Tx	22	0	2
Downers Grove, Il	19	1	0
Chicago, Il	4	1	0
Dallas, Tx	3	1	1
San Francisco, Ca	3	1	0
Greenwood Village, Co	2	0	0
Fulshear, Tx	2	0	0
Newtown, Pa	2	1	0
Austin, Tx	2	0	0
Greenville, Sc	1	0	0
Glenview, Il	0	0	0
Keller, Tx	0	0	0
Madison, Ct	0	0	0
Everett, Ma	0	0	0
Cumming, Ga	0	0	0
Red Bank, Nj	0	0	0
Bellaire, Tx	0	0	0
St Charles, Mo	0	0	0

Offices

Schedule D 1.F, the 25 largest

New York, NY196 employees
Dallas, TX138 employees
Houston, TX103 employees
Downers Grove, IL35 employees
Louisville, KY31 employees
Boston, MA29 employees
Newport Beach, CA25 employees
Austin, TX18 employees
San Francisco, CA18 employees
Rochester, NY12 employees
Greenwood Village, CO8 employees
White Plains, NY6 employees
Seattle, WA2 employees

What changed

consecutive filings, newest first

Accounts · 61,236 to 82,498
Dec 23, 2025 to Mar 30, 2026
Advisory employees · 787 to 713
Dec 23, 2025 to Mar 30, 2026
BD registered reps · 625 to 609
Dec 23, 2025 to Mar 30, 2026
Charity clients · 6 to 2
Dec 23, 2025 to Mar 30, 2026
Corporate clients · 68 to 62
Dec 23, 2025 to Mar 30, 2026
Pension plan clients · 80 to 86
Dec 23, 2025 to Mar 30, 2026
Pooled vehicle clients · 248 to 198
Dec 23, 2025 to Mar 30, 2026
Assets in custody · $49B to $50B
Dec 23, 2025 to Mar 30, 2026
Employees · 2,872 to 2,804
Dec 23, 2025 to Mar 30, 2026
State-registered IARs · 206 to 210
Dec 23, 2025 to Mar 30, 2026
Other offices · 12 to 14
Dec 23, 2025 to Mar 30, 2026
Discretionary RAUM · $744B to $731B
Dec 23, 2025 to Mar 30, 2026
Non-discretionary RAUM · $13B to $19B
Dec 23, 2025 to Mar 30, 2026
Pension RAUM · $44B to $42B
Dec 23, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $133B to $129B
Dec 23, 2025 to Mar 30, 2026
RAUM · $757B to $750B
Dec 23, 2025 to Mar 30, 2026
Wrap assets (manager) · $813M to $902M
Dec 23, 2025 to Mar 30, 2026
Accounts · 38,517 to 61,236
Feb 3, 2025 to Mar 28, 2025
Advisory employees · 835 to 787
Feb 3, 2025 to Mar 28, 2025
BD registered reps · 747 to 625
Feb 3, 2025 to Mar 28, 2025
Corporate clients · 78 to 68
Feb 3, 2025 to Mar 28, 2025
Pension plan clients · 77 to 80
Feb 3, 2025 to Mar 28, 2025
Pooled vehicle clients · 250 to 248
Feb 3, 2025 to Mar 28, 2025
Assets in custody · $46B to $49B
Feb 3, 2025 to Mar 28, 2025
Employees · 2,895 to 2,872
Feb 3, 2025 to Mar 28, 2025
Insurance-licensed employees · 0 to 3
Feb 3, 2025 to Mar 28, 2025
Financial planning clients · 0 to 0
Feb 3, 2025 to Mar 28, 2025
State-registered IARs · 230 to 206
Feb 3, 2025 to Mar 28, 2025
Other offices · 13 to 12
Feb 3, 2025 to Mar 28, 2025
Private funds · 32 to 30
Feb 3, 2025 to Mar 28, 2025
Discretionary RAUM · $741B to $744B
Feb 3, 2025 to Mar 28, 2025
Non-discretionary RAUM · $5.1B to $13B
Feb 3, 2025 to Mar 28, 2025
Pension RAUM · $47B to $44B
Feb 3, 2025 to Mar 28, 2025
Pooled vehicle RAUM · $146B to $133B
Feb 3, 2025 to Mar 28, 2025
RAUM · $746B to $757B
Feb 3, 2025 to Mar 28, 2025
Wrap assets (manager) · $981M to $813M
Feb 3, 2025 to Mar 28, 2025
Private funds · 35 to 32
Jan 9, 2025 to Feb 3, 2025
Private funds · 36 to 35
Nov 25, 2024 to Jan 9, 2025
Private funds · 35 to 36
Apr 24, 2024 to Jul 31, 2024
Accounts · 32,911 to 38,517
Nov 21, 2023 to Mar 28, 2024

Signals

60 dated events

Sophie Marie Little registered as an investment adviser representative at Invesco Advisers, Inc.
Sep 14, 2026 · Advisor registered · fact
Scott Maxwell Waxenbaum left Invesco Advisers, Inc. for Invesco Managed Accounts, Llc (registered 2026-09-02)
Sep 2, 2026 · Advisor changed firm · fact
Brian Kichton left Invesco Advisers, Inc. for New York Life Investment Management Llc (registered 2026-08-11)
Jul 6, 2026 · Advisor changed firm · fact
Denis Ryan O'Donoghue left Invesco Advisers, Inc. for Capital Client Group, Inc. (registered 2026-07-27)
Jun 24, 2026 · Advisor changed firm · fact
Arthur Vega left Invesco Advisers, Inc. for Dimensional Fund Advisors Lp (registered 2026-07-07)
Jun 1, 2026 · Advisor changed firm · fact
Ryan A Maglio left Invesco Advisers, Inc. for Cliftonlarsonallen Wealth Advisors, Llc (registered 2026-05-21)
May 18, 2026 · Advisor changed firm · fact
Mitchell Harrington Rossi left Invesco Advisers, Inc. for Capital Investment Advisors, Llc (registered 2026-04-16)
Apr 8, 2026 · Advisor changed firm · fact
Eric Douglas Larsen left Invesco Advisers, Inc. for John Hancock Investment Management Llc (registered 2026-05-20)
Apr 6, 2026 · Advisor changed firm · fact
Irina Shimarova left Invesco Advisers, Inc. for Allspring Funds Management, Llc (registered 2026-01-08)
Dec 31, 2025 · Advisor changed firm · fact
Eric Alexander Fuentes left Invesco Advisers, Inc. for Edward Jones (registered 2025-10-24)
Nov 21, 2025 · Advisor changed firm · fact
Patrick Robert Nelis left Invesco Advisers, Inc. for Wells Fargo Advisors (registered 2025-11-14)
Oct 13, 2025 · Advisor changed firm · fact
David Mayeux left Invesco Advisers, Inc. for Charles Schwab & Co., Inc. (registered 2025-10-22)
Sep 2, 2025 · Advisor changed firm · fact
Joshua Ching Lee left Invesco Advisers, Inc. for Morgan Stanley (registered 2025-10-21)
Sep 2, 2025 · Advisor changed firm · fact
Justin Labier left Invesco Advisers, Inc. for Allspring Funds Management, Llc (registered 2025-01-16)
Dec 23, 2024 · Advisor changed firm · fact
Michael Thomas Joyce left Invesco Advisers, Inc. for Calamos Advisors Llc (registered 2024-12-18)
Dec 9, 2024 · Advisor changed firm · fact
Donald Eugene Ponder left Invesco Advisers, Inc. for Principal Asset Management (registered 2024-09-25)
Sep 4, 2024 · Advisor changed firm · fact
Benjamin John Loughery left Invesco Advisers, Inc. for Lock Wealth Management (registered 2024-11-20)
Sep 4, 2024 · Advisor changed firm · fact
Shannon Dean Schofield left Invesco Advisers, Inc. for Integrity Advisory Solutions (registered 2024-10-10)
Sep 4, 2024 · Advisor changed firm · fact
Aaron Siegel left Invesco Advisers, Inc. for Edward Jones (registered 2024-09-16)
Aug 14, 2024 · Advisor changed firm · fact
Jacob William Lieberman left Invesco Advisers, Inc. for Proshare Advisors Llc (registered 2024-09-11)
Jul 31, 2024 · Advisor changed firm · fact
Reed D Smith left Invesco Advisers, Inc. for Northwestern Mutual Investment Services,Llc (registered 2024-08-23)
May 22, 2024 · Advisor changed firm · fact
Deandre Lewis left Invesco Advisers, Inc. for Edward Jones (registered 2024-05-23)
Apr 24, 2024 · Advisor changed firm · fact
Ryan Andrew Schlossberg (Director, Senior Vice President) no longer on Schedule A of Invesco Advisers, Inc. (listed 2023-11-21, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Matthew Jon Eastman left Invesco Advisers, Inc. for Calamos Advisors Llc (registered 2024-03-21)
Mar 5, 2024 · Advisor changed firm · fact
Ross Vande Weerd left Invesco Advisers, Inc. for First Trust Advisors Lp (registered 2024-02-08)
Feb 7, 2024 · Advisor changed firm · fact
Anthony Brent Owen left Invesco Advisers, Inc. for Charles Schwab & Co., Inc. (registered 2026-08-11)
Feb 5, 2024 · Advisor changed firm · fact
John William Daniel left Invesco Advisers, Inc. for New York Life Investment Management Llc (registered 2024-01-09)
Jan 5, 2024 · Advisor changed firm · fact
Matthew Joseph Miller left Invesco Advisers, Inc. for Aprio Wealth Management, Llc (registered 2024-01-25)
Dec 18, 2023 · Advisor changed firm · fact
Christopher James Doran left Invesco Advisers, Inc. for Sei Investments Management Corp (registered 2023-11-22)
Oct 11, 2023 · Advisor changed firm · fact
Gabriel G Baawo left Invesco Advisers, Inc. for Edward Jones (registered 2025-03-24)
Oct 4, 2023 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

Invesco Advisers, Inc. · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/invesco-ltd/posts/?feedView=allreportedpublic record, Form ADV, Sep 17, 2026
Website: invesco.com/usreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 404-892-0896reportedpublic record, Form ADV, Jun 11, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $3.9Bderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

Invesco Advisers, Inc. is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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