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Registered advisor
L•••• J••• C••••
Feed of 09/14/2026
Also filed as L•••• J••• Caylor
At current firm
9 y
since Jul 20, 2017
In the industry
29 y
since Oct 14, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jul 20, 2017 · Canfield, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedMay 25, 2010 to Jul 5, 2017 · Warren, Oh
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 25, 2009 to May 5, 2010 · Canfield, Oh
- U•• F•••••••• S••••••• I••• wirehouseSep 19, 2007 to Sep 25, 2009 · Canfield, Oh
- B•••••• W••• • C••• I••• unclassifiedApr 19, 2007 to Jun 26, 2007 · Youngstown, Oh
Moves
a registration end followed by a registration begin elsewhere
- H••••••••• F•••••••• A••••••• to C••••• I••••••••• A••••••• L••left Jul 5, 2017, registered Jul 20, 2017 (15 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to H••••••••• F•••••••• A•••••••left May 5, 2010, registered May 25, 2010 (20 days) · Other
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 25, 2009, registered Sep 25, 2009 (0 days) · corporate re-registration, not a move
- B•••••• W••• • C••• I••• to U•• F•••••••• S••••••• I•••left Jun 26, 2007, registered Sep 19, 2007 (85 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address