DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• O•••••• V••••

M•• C•••••• M••••••••• L••independent RIASan Mateo, CaIA-onlyIAPD 2148488

Feed of 09/14/2026

Also filed as Raf V••••

At current firm

1 y

since Sep 17, 2025

In the industry

35 y

since Jun 21, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• C•••••• M••••••••• L•• independent RIA current
since Sep 17, 2025 · San Mateo, Ca
L•• F•••••••• L•• BD affiliated
Sep 8, 2009 to Oct 6, 2020 · Petaluma, Ca
M••••• S•••••• C••••••••• unclassified
Apr 6, 2005 to Sep 8, 2009 · Boston, Ma
S••••• F•••••••• former
May 6, 1999 to Oct 10, 2025 · San Mateo, Ca
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Jun 18, 1998 to Dec 31, 2002 · San Mateo, Ca

Moves

a registration end followed by a registration begin elsewhere

S••••• F•••••••• to M••••• S•••••• C•••••••••
left Oct 10, 2025, registered Apr 6, 2005 (-7492 days) · Other
L•• F•••••••• L•• to M•• C•••••• M••••••••• L••
left Oct 6, 2020, registered Sep 17, 2025 (1807 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• C••••••••• to L•• F•••••••• L••
left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
R•••••• J•••• F•••••••• S•••••••• I••• to S••••• F••••••••
left Dec 31, 2002, registered May 6, 1999 (-1335 days) · Other

Signals

R••••• O•••••• V•••• left S••••• F•••••••• for M••••• S•••••• C••••••••• (registered 2005-04-06)
Oct 10, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address