DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••• B•••••• L•••••

W••••• P••••••• A••••••• L••state registeredOracle, AzIA-onlyIAPD 2148509

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as B••••• B•••••• L•••••

At current firm

1 y

since Dec 8, 2024

In the industry

35 y

since Jan 1, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• P••••••• A••••••• L•• state registered current
since Dec 8, 2024 · Oracle, Az
B••••• L••••• W••••• M••••••••• unclassified
Aug 25, 2015 to Apr 30, 2025 · Oracle, Az
W••••• P••••••• S••••••• L•• state registered
Feb 3, 2014 to Nov 23, 2016 · Bloomington, Mn
K••••• A•••••••• I••• BD affiliated
May 27, 2008 to Apr 22, 2009 · Ft. Lauderdale, Fl
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Mar 25, 2008 to Apr 11, 2008 · Minnetonka, Mn

Moves

a registration end followed by a registration begin elsewhere

B••••• L••••• W••••• M••••••••• to W••••• P••••••• A••••••• L••
left Apr 30, 2025, registered Dec 8, 2024 (-143 days) · Other
W••••• P••••••• S••••••• L•• to B••••• L••••• W••••• M•••••••••
left Nov 23, 2016, registered Aug 25, 2015 (-456 days) · Other
K••••• A•••••••• I••• to W••••• P••••••• S••••••• L••
left Apr 22, 2009, registered Feb 3, 2014 (1748 days) · Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to K••••• A•••••••• I•••
left Apr 11, 2008, registered May 27, 2008 (46 days) · Other

Signals

B••••• B•••••• L••••• left B••••• L••••• W••••• M••••••••• for W••••• P••••••• A••••••• L•• (registered 2024-12-08)
Apr 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address