RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••••• M••••••
- C••••• • A••••••••• I••• independent RIA currentsince Jul 15, 2019 · Tampa, Fl
- C•••••• F•••••••• S•••••••• I••• formerMar 7, 2007 to Jul 15, 2019 · Vancouver, Wa
- U••••• H••••••• F•••••••• S•••••••• I••• unclassifiedAug 1, 2003 to Mar 7, 2007 · Meridian, Id
- V••• F•••••••• A•••••••• I••• BD affiliatedApr 15, 2003 to Aug 4, 2003 · Lacenter, Wa
- C•••••• F•••••••• S•••••••• I••• to C••••• • A••••••••• I•••left Jul 15, 2019, registered Jul 15, 2019 (0 days) · RIA to RIA · moved with a team
- U••••• H••••••• F•••••••• S•••••••• I••• to C•••••• F•••••••• S•••••••• I•••left Mar 7, 2007, registered Mar 7, 2007 (0 days) · Other
- V••• F•••••••• A•••••••• I••• to U••••• H••••••• F•••••••• S•••••••• I•••left Aug 4, 2003, registered Aug 1, 2003 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address