RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• S••• B•••
- S••••• W••••• M••••••••• independent RIA currentsince Mar 16, 2026 · Rockford, Il
- C••••••••• F•••••••• N•••••• national BDOct 4, 2001 to Jul 2, 2009 · Northborough, Ma
- H••••••• F•••••••• S••••••• formerSep 9, 2000 to Mar 19, 2026 · Norwood, Ma
- H••••••• F•••••••• S••••••• to C••••••••• F•••••••• N••••••left Mar 19, 2026, registered Oct 4, 2001 (-8932 days) · RIA to affiliated broker-dealer or bank
- C••••••••• F•••••••• N•••••• to S••••• W••••• M•••••••••left Jul 2, 2009, registered Mar 16, 2026 (6101 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• S••• B••• left H••••••• F•••••••• S••••••• for C••••••••• F•••••••• N•••••• (registered 2001-10-04)Mar 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address