DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Stephen Gorichanaz
Feed of 09/15/2026
Also filed as Mike Gorichanaz
At current firm
1 y
since Sep 5, 2025
In the industry
35 y
since Jul 5, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Sep 5, 2025 · Corpus Christi, Tx
- Avantax Advisory Services formerSep 16, 2022 to Sep 5, 2025 · Racine, Wi
- Harbour Investments, Inc. independent RIAJul 31, 2009 to Sep 20, 2022 · Racine, Wi
- Waterstone Financial Group, Inc. unclassifiedJun 23, 2003 to Jul 31, 2009 · Brookfield, Wi
- Ffp Advisory Services Inc unclassifiedJul 13, 1995 to Sep 12, 2002 · Brookfield, Wi
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Cetera Investment Advisers LLCleft Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- Harbour Investments, Inc. to Avantax Advisory Servicesleft Sep 20, 2022, registered Sep 16, 2022 (-4 days) · RIA to affiliated broker-dealer or bank
- Waterstone Financial Group, Inc. to Harbour Investments, Inc.left Jul 31, 2009, registered Jul 31, 2009 (0 days) · Other
- Ffp Advisory Services Inc to Waterstone Financial Group, Inc.left Sep 12, 2002, registered Jun 23, 2003 (284 days) · Other
Signals
- Michael Stephen Gorichanaz left Harbour Investments, Inc. for Avantax Advisory Services (registered 2022-09-16)Sep 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address