RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Apr 5, 2024 · Hunt Valley, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 12, 2014 to Apr 12, 2024 · Hunt Valley, Md
- U•• F•••••••• S••••••• I••• wirehouseDec 5, 2008 to Dec 23, 2014 · Hunt Valley, Md
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Dec 9, 2008 · Hunt Valley, Md
- M••••• S•••••• D• I••• unclassifiedJul 5, 2002 to Apr 2, 2007 · Hunt Valley, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 2, 1999 to Jul 11, 2002 · Lutherville, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Apr 12, 2024, registered Apr 5, 2024 (-7 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 23, 2014, registered Dec 12, 2014 (-11 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Dec 9, 2008, registered Dec 5, 2008 (-4 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• D• I•••left Jul 11, 2002, registered Jul 5, 2002 (-6 days) · Other
- D••• A• W••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2024-04-05)Apr 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address