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Registered advisor
J••• P•••••• S•••••••
Certified Financial Planner · Personal Financial Specialist
Feed of 09/14/2026
At current firm
3 y
since Aug 10, 2023
In the industry
34 y
since Nov 25, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2023 · Parsippany, Nj
- S••••••• F•••••••• S•••••••• I••• formerJun 2, 2004 to Aug 10, 2023 · Parsippany, Nj
- L•••••• F••• F•••••••• unclassifiedNov 19, 2003 to Jun 6, 2005 · East Hanover, Nj
- W• G••••••• S••••••••• I••• unclassifiedJun 21, 2002 to Jun 16, 2004 · East Hanover, Nj
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- L•••••• F••• F•••••••• to S••••••• F•••••••• S•••••••• I•••left Jun 6, 2005, registered Jun 2, 2004 (-369 days) · Other
- W• G••••••• S••••••••• I••• to L•••••• F••• F••••••••left Jun 16, 2004, registered Nov 19, 2003 (-210 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address