RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B••••••• T•••••
- T••••• C•••••• M••••••••• L•• asset manager currentsince Aug 20, 2012 · Riverside, Ct
- B•••••••• A•••• M••••••••• L•• independent RIAFeb 26, 2015 to Mar 31, 2018 · Reno, Nv
- S•• W••••• M••••••••• L•• unclassifiedJan 9, 2015 to Nov 2, 2015 · Riverside, Ct
- T••••• W••••• M••••••••• L•• formerJul 14, 2005 to Mar 31, 2018 · Riverside, Ct
- T••••• W••••• M••••••••• L•• to T••••• C•••••• M••••••••• L••left Mar 31, 2018, registered Aug 20, 2012 (-2049 days) · Other
- B•••••••• A•••• M••••••••• L•• to no registered destinationleft Mar 31, 2018 · Departure, no registered destination
- S•• W••••• M••••••••• L•• to B•••••••• A•••• M••••••••• L••left Nov 2, 2015, registered Feb 26, 2015 (-249 days) · Other · moved with a team
- M•••••• B••••••• T•••••, registered through T••••• C•••••• M••••••••• L•• (Riverside, CT), is a direct owner of Tuttle Wealth Partners LLC, an adviser first registered 2025-09-26Sep 26, 2025 · Owner of a newly registered adviser · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address