DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tuttle Capital Management, LLC
Latest filing Aug 25, 2026
First filing on the tape Jul 26, 2012 · 48 filings
SEC status approved since Aug 14, 2012
RAUM
$3.9B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$1.3B
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$3.9B as of Aug 25, 2026
Feb 25, 2013$99.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Aug 25, 2026
Feb 25, 20131 then
Employees (5.A)15 as of Aug 25, 2026
Feb 25, 20133 then
Private funds: no history
RAUM +26% over the last fiscal year+127% a year over threeIARs 0 to 3
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
- RAUM per advisor
- $1.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $68.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$3.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 57reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Benjamin Tuttle | Riverside, Ct | Aug 20, 2012 | 29 y | 3 |
| Alexander Lee Goff | Riverside, Ct | Aug 4, 2025 | 11 y | 0 |
| Frances Lynn Newton | Clearwater, Fl | Aug 26, 2026 | 17 y | 4 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- Nicholas Clark Minter to 11 Western Asset Management LLCJul 21, 2026 · Other
- David Charles Nelson to Belpointe Asset Management LLCMay 12, 2017 · Other
- Henry Howard to Belpointe Asset Management LLCMar 30, 2016 · Other
- Andrew Jeff Liebaert to Belpointe Asset Management LLCMar 30, 2016 · Other
- Thomas M Formhals to Belpointe Asset Management LLCAug 3, 2015 · Other
- Britton Rives Williams to Belpointe Asset Management LLCAug 3, 2015 · Other
- Lisa Semmes Elkins to S&G Wealth Management, LLCAug 3, 2015 · Other
Joined, latest
- Frances Lynn Newton from Tuttle Wealth Partners LLCAug 26, 2026 · Other
- Nicholas Clark Minter from J.P. Morgan Securities LLCDec 19, 2025 · Other
- Britton Rives Williams from Tuttle Wealth Management, LLCJan 27, 2015 · Other
- Thomas M Formhals from Tuttle Wealth Management, LLCDec 17, 2014 · Other
- Andrew Jeff Liebaert from Tuttle Wealth Management, LLCSep 26, 2014 · Other
- Lisa Semmes Elkins from Tuttle Wealth Management, LLCSep 18, 2014 · Other
- Henry Howard from Tuttle Wealth Management, LLCMay 20, 2014 · Other
- Matthew Benjamin Tuttle from Tuttle Wealth Management, LLCAug 20, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Belpointe Asset Management LLCMar 30, 2016 · Riverside, Ct
- 2 left for Belpointe Asset Management LLCAug 3, 2015 · Riverside, Ct
- 2 joined from Tuttle Wealth Management, LLCMay 11, 2017 · Stamford, Ct
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Murray Ruggiero III · Chief Operating Officercontrolsince 03/2024 · owns less than 5%
- Benjamin Matthew Tuttle · Managing Member/Chief Executive Officer/Chief Investment Officercontrolsince 07/2012 · owns 75% or more
- Joseph Mark Deangelis · Chief Compliance Officersince 06/2022 · owns less than 5%
Entity owners
- Belvedere Strategic Capital, LP · Ownerdirect · owns less than 5%
- Bsc Tuttle, A Series Of Belvedere Strategic Capital Spv Master LLC · Ownerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Tuttle Capital Management, LLC as a related person
- 123767 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Riverside, Ct | 3 | 1 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 9 to 10Jan 28, 2026 to Aug 25, 2026
- Employees · 14 to 15Jan 28, 2026 to Aug 25, 2026
- State-registered IARs · 2 to 3Jan 28, 2026 to Aug 25, 2026
- Accounts · 27 to 57Mar 27, 2025 to Jan 28, 2026
- Advisory employees · 7 to 9Mar 27, 2025 to Jan 28, 2026
- Advisory activities · 3 to 4Mar 27, 2025 to Jan 28, 2026
- State-registered IARs · 0 to 2Mar 27, 2025 to Jan 28, 2026
- Discretionary RAUM · $3.1B to $3.6BMar 27, 2025 to Jan 28, 2026
- Non-discretionary RAUM · $46.7M to $282MMar 27, 2025 to Jan 28, 2026
- RAUM · $3.1B to $3.9BMar 27, 2025 to Jan 28, 2026
- Related adviser · false to trueMar 27, 2025 to Jan 28, 2026
- Related bank · false to trueMar 27, 2025 to Jan 28, 2026
- Accounts · 20 to 27Oct 29, 2024 to Mar 27, 2025
- Advisory employees · 4 to 7Oct 29, 2024 to Mar 27, 2025
- Employees · 6 to 14Oct 29, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Oct 29, 2024 to Mar 27, 2025
- HQ city · unset to Oct 29, 2024 to Mar 27, 2025
- HQ state · unset to Oct 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.6B to $3.1BOct 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $18.4M to $46.7MOct 29, 2024 to Mar 27, 2025
- RAUM · $1.6B to $3.1BOct 29, 2024 to Mar 27, 2025
- Accounts · 12 to 20Jul 19, 2024 to Oct 29, 2024
- Advisory employees · 3 to 4Jul 19, 2024 to Oct 29, 2024
- Employees · 4 to 6Jul 19, 2024 to Oct 29, 2024
- Discretionary RAUM · $681M to $1.6BJul 19, 2024 to Oct 29, 2024
- Non-discretionary RAUM · $0 to $18.4MJul 19, 2024 to Oct 29, 2024
- RAUM · $681M to $1.6BJul 19, 2024 to Oct 29, 2024
- Related bank · true to falseJul 19, 2024 to Oct 29, 2024
- Related bank · false to trueMar 21, 2024 to Jul 19, 2024
- Accounts · 8 to 12Nov 11, 2023 to Mar 21, 2024
- Advisory activities · 4 to 3Nov 11, 2023 to Mar 21, 2024
- Pooled vehicle clients · 1.0 to unsetNov 11, 2023 to Mar 21, 2024
- Employees · 3 to 4Nov 11, 2023 to Mar 21, 2024
- Discretionary RAUM · $333M to $681MNov 11, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · 5445396.0 to unsetNov 11, 2023 to Mar 21, 2024
- RAUM · $333M to $681MNov 11, 2023 to Mar 21, 2024
- Related adviser · true to falseMar 27, 2023 to Nov 11, 2023
- Accounts · 16 to 8Jun 1, 2022 to Mar 27, 2023
- Advisory employees · 2 to 3Jun 1, 2022 to Mar 27, 2023
- Advisory activities · 3 to 4Jun 1, 2022 to Mar 27, 2023
Signals
13 dated events
- Nicholas Clark Minter left Tuttle Capital Management, Llc for 11 Western Asset Management Llc (registered 2026-01-23)Jul 21, 2026 · Advisor changed firm · fact
- Tuttle Capital Management, Llc reported RAUM $3.9B, up 26% from $3.1B (2025-03-27 to 2026-01-28)Jan 28, 2026 · RAUM change · derived
- Tuttle Capital Management, Llc reported RAUM $3.1B, up 90% from $1.6B (2024-10-29 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Tuttle Capital Management, Llc reported RAUM $1.6B, up 141% from $680.9M (2024-07-19 to 2024-10-29)Oct 29, 2024 · RAUM change · derived
- Anthony Murray Ruggiero Iii (Chief Operating Officer) appeared on Schedule A of Tuttle Capital Management, LlcOct 29, 2024 · Control person joined · fact
- Tuttle Capital Management, Llc reported RAUM $680.9M, up 105% from $332.9M (2023-11-11 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- Tuttle Capital Management, Llc reported RAUM $332.9M, up 62% from $205.2M (2022-06-01 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- Tuttle Capital Management, Llc reported RAUM $209.3M, down 33% from $311.8M (2020-01-16 to 2020-06-22)Jun 22, 2020 · RAUM change · derived
- Tuttle Capital Management, Llc reported RAUM $311.8M, down 36% from $489.9M (2019-08-07 to 2020-01-16)Jan 16, 2020 · RAUM change · derived
- Tuttle Capital Management, Llc reported RAUM $589.5M, up 162% from $225.1M (2018-04-02 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Ann Kimberley Raimondo (Chief Compliance Officer/General Counsel) no longer on Schedule A of Tuttle Capital Management, Llc (listed 2018-04-02, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Joseph Mark Deangelis (Chief Compliance Officer) appeared on Schedule A of Tuttle Capital Management, LlcMar 29, 2019 · Control person joined · fact
- Tuttle Tactical Management, Llc filed its initial SEC registration (Form ADV)Jul 26, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tuttle-capital-management-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- tuttlecap.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-723-2821reportedpublic record, Form ADV, Aug 25, 2026
- Contact form
- tuttlecap.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026