B•••• M• A•••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jun 29, 2023 · New Haven, Ct
• P••• A••••• S••••••••• L•• BD affiliated
  Sep 11, 2012 to Feb 16, 2023 · New Haven, Ct
• M•• I•••••••• S•••••••• L•• BD affiliated
  Aug 3, 2010 to Jul 24, 2012 · Hamden, Ct
• M•• F•••••••• S•••••••• I••• former
  Feb 8, 2002 to Jul 7, 2010 · Shelton, Ct

• P••• A••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
  left Feb 16, 2023, registered Jun 29, 2023 (133 days) · Affiliated broker-dealer or bank to another
• M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••
  left Jul 24, 2012, registered Sep 11, 2012 (49 days) · Other
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Jul 7, 2010, registered Aug 3, 2010 (27 days) · Other

• B•••• M• A••••••• left P••• A••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)
  Feb 16, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address