DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Troy Ronald Spencer
Feed of 09/14/2026
Also filed as Troy Spencer
At current firm
0 y
since Jan 2, 2026
In the industry
39 y
since Dec 1, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Primerica Advisors national BD currentsince Jan 2, 2026 · Sugar Land, Tx
- Transamerica Financial Advisors, LLC BD affiliatedApr 8, 2019 to Nov 10, 2025 · Georetown, Tx
- Concourse Financial Group Advisors formerJan 23, 2013 to Dec 31, 2018 · Friendswood, Tx
- Transamerica Financial Advisors, LLC BD affiliatedJan 6, 2012 to Jan 18, 2013 · Houston, Tx
- Investment Advisors International, Inc. unclassifiedSep 30, 2010 to Jan 6, 2012 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Financial Advisors, LLC to Primerica Advisorsleft Nov 10, 2025, registered Jan 2, 2026 (53 days) · Affiliated broker-dealer or bank to another
- Concourse Financial Group Advisors to Transamerica Financial Advisors, LLCleft Dec 31, 2018, registered Apr 8, 2019 (98 days) · Affiliated broker-dealer or bank to another
- Transamerica Financial Advisors, LLC to Concourse Financial Group Advisorsleft Jan 18, 2013, registered Jan 23, 2013 (5 days) · Other
- Investment Advisors International, Inc. to Transamerica Financial Advisors, LLCleft Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
Signals
- Troy Ronald Spencer left Transamerica Financial Advisors, Llc for Primerica Advisors (registered 2026-01-02)Nov 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address