RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• A•••• C••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Sep 16, 2014 · San Ramon, Ca
- F•••••••• T••••••• I••• formerMay 13, 2008 to Nov 17, 2014 · San Rafael, Ca
- R••••••••• P••• S•••••••• unclassifiedApr 14, 2004 to Jun 6, 2008 · Walnut Creek, Ca
- R•••• H••• S••••••••• I••• unclassifiedFeb 25, 2004 to Jun 1, 2004 · Walnut Creek, Ca
- F•••• A••••• S••••••••• I••• formerAug 26, 2003 to Apr 2, 2004 · Walnut Creek, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJul 31, 2001 to Sep 15, 2003 · Walnut Creek, Ca
- F•••••••• T••••••• I••• to G••••• R••••••••• P••••••• L••left Nov 17, 2014, registered Sep 16, 2014 (-62 days) · Other
- R••••••••• P••• S•••••••• to F•••••••• T••••••• I•••left Jun 6, 2008, registered May 13, 2008 (-24 days) · Other
- R•••• H••• S••••••••• I••• to R••••••••• P••• S••••••••left Jun 1, 2004, registered Apr 14, 2004 (-48 days) · Other
- F•••• A••••• S••••••••• I••• to R•••• H••• S••••••••• I•••left Apr 2, 2004, registered Feb 25, 2004 (-37 days) · Other
- W•••• F•••• I••••••••• L•• to F•••• A••••• S••••••••• I•••left Sep 15, 2003, registered Aug 26, 2003 (-20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address