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Registered advisor
K•••••••• T•••• K••••••••
Feed of 09/15/2026
Also filed as K•••••••• T•••• Davison
At current firm
6 y
since Jul 20, 2020
In the industry
31 y
since Jul 25, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jul 20, 2020 · Wheaton, Il
- W•••• F•••• A••••••• wirehouseMar 13, 2015 to Jul 21, 2020 · Naperville, Il
- U•• F•••••••• S••••••• I••• wirehouseSep 7, 2011 to Feb 6, 2015 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jul 21, 2020, registered Jul 20, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Feb 6, 2015, registered Mar 13, 2015 (35 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address