RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P••••• C•••••••
- C••••••• I••••••••• M••••••••• former currentsince Jan 1, 2025 · Marietta, Ny
- C••••••• I••••••••• M••••••••• formerJan 13, 2015 to Dec 31, 2015 · Ashland, Or
- C••••••• I••••••••• M••••••••• formerNov 19, 2013 to Dec 31, 2014 · Ashland, Or
- B••••• A••••••• L•• formerOct 21, 2011 to Feb 25, 2014 · Pasadena, Ca
- W•••• E••••• G••••• I••• BD affiliatedSep 27, 2010 to Oct 24, 2011 · Ventura, Ca
- W••••• P••••••• A•• M••••••••• unclassifiedFeb 27, 2009 to Oct 21, 2011 · Woodland Hills, Ca
- C••••• A•••••• N••••••• L•• formerApr 5, 2005 to May 21, 2009 · Ventura, Ca
- B••••• A••••••• L•• to C••••••• I••••••••• M•••••••••left Feb 25, 2014, registered Nov 19, 2013 (-98 days) · Other
- W•••• E••••• G••••• I••• to B••••• A••••••• L••left Oct 24, 2011, registered Oct 21, 2011 (-3 days) · Other
- W••••• P••••••• A•• M••••••••• to W•••• E••••• G••••• I•••left Oct 21, 2011, registered Sep 27, 2010 (-389 days) · Other
- C••••• A•••••• N••••••• L•• to W••••• P••••••• A•• M•••••••••left May 21, 2009, registered Feb 27, 2009 (-83 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 70derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address