C••••••••• A••••• A•••••••

• W•••• F•••• A••••••• wirehouse current
  since Jun 27, 2007 · Greenvale, Ny
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Oct 20, 2004 to Jun 19, 2007 · Baldwin Harbor, Ny
• Q•••• • R•••••• I••• unclassified
  Aug 28, 2002 to Oct 20, 2004 · Lynbrook, Ny

• B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
  left Jun 19, 2007, registered Jun 27, 2007 (8 days) · Other
• Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address