RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jun 12, 2026 · Oak Brook, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 7, 2017 to Jun 12, 2026 · Oak Brook, Il
- M••••• S•••••• wirehouseAug 28, 2009 to Apr 10, 2017 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseMay 23, 2003 to Sep 1, 2009 · Chicago, Il
- N•••••••• B••••• B• L•• no RAUMOct 1, 1999 to Jun 16, 2003 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jun 12, 2026, registered Jun 12, 2026 (0 days) · Wirehouse to wirehouse
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 10, 2017, registered Apr 7, 2017 (-3 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Sep 1, 2009, registered Aug 28, 2009 (-4 days) · Wirehouse to wirehouse
- N•••••••• B••••• B• L•• to U•• F•••••••• S••••••• I•••left Jun 16, 2003, registered May 23, 2003 (-24 days) · Other
- M•••••• A•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2026-06-12)Jun 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address