DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Jerome Ellison
Feed of 09/14/2026
Also filed as Mike Ellison
At current firm
5 y
since Mar 1, 2021
In the industry
34 y
since Aug 26, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Retirement Planning Solutions, LLC independent RIA currentsince Mar 1, 2021 · Louisville, Ky
- Magnate Advisory Services, LLC independent RIAMar 3, 2020 to Apr 29, 2021 · Louisville, Ky
- First Allied Advisory Services, Inc. formerJun 21, 2012 to Mar 3, 2020 · Louisville, Ky
- First Allied Securities, Inc. formerMar 2, 2011 to Jul 2, 2012 · San Diego, Ca
- Fsc Securities Corporation formerJul 25, 2008 to Mar 4, 2011 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- Magnate Advisory Services, LLC to Retirement Planning Solutions, LLCleft Apr 29, 2021, registered Mar 1, 2021 (-59 days) · RIA to a newly registered adviser · moved with a team
- First Allied Advisory Services, Inc. to Magnate Advisory Services, LLCleft Mar 3, 2020, registered Mar 3, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- First Allied Securities, Inc. to First Allied Advisory Services, Inc.left Jul 2, 2012, registered Jun 21, 2012 (-11 days) · corporate re-registration, not a move
- Fsc Securities Corporation to First Allied Securities, Inc.left Mar 4, 2011, registered Mar 2, 2011 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address