RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• J••• W•••
- M•••••••• A•••• M••••••••• L•• independent RIA currentsince Mar 15, 2021 · Pittsburgh, Pa
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Jan 2, 2018 · Erie, Pa
- M•••••••• A•••• M••••••••• L•• independent RIADec 4, 2020 to Feb 11, 2021 · Pittsburgh, Pa
- C••••• S••••• A•••••••• I••• formerMay 7, 2015 to Feb 14, 2018 · Pittsburgh, Pa
- B••••••••• C•••••• M••••••••• L•• independent RIAApr 12, 2011 to May 7, 2015 · Pittsburgh, Pa
- Q•• F•••••••• L•• unclassifiedJul 20, 2009 to Feb 11, 2011 · Pittsburgh, Pa
- N•• E•••••• S••••••••• C••••••••• formerNov 5, 2007 to May 1, 2009 · Pittsburgh, Pa
- C••••• S••••• A•••••••• I••• to B••••••••• C•••••• M••••••••• L••left Feb 14, 2018, registered Jan 2, 2018 (-43 days) · Other · moved with a team
- B••••••••• C•••••• M••••••••• L•• to C••••• S••••• A•••••••• I•••left May 7, 2015, registered May 7, 2015 (0 days) · Other
- Q•• F•••••••• L•• to B••••••••• C•••••• M••••••••• L••left Feb 11, 2011, registered Apr 12, 2011 (60 days) · Other
- N•• E•••••• S••••••••• C••••••••• to Q•• F•••••••• L••left May 1, 2009, registered Jul 20, 2009 (80 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address