DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• A•••• M••••••••• I•••
Latest filing Jul 10, 2026
First filing on the tape Mar 27, 2012 · 25 filings
SEC status approved since Feb 22, 2021
RAUM
$651M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
51%
$332M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$40.7M
derived; firm RAUM over IAPD count
Employees
20
17 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$651M as of Jul 10, 2026
Mar 27, 2012$44.2M then
HNW client RAUM$261M as of Jul 10, 2026
Mar 29, 2021$71.0M then
State-registered IARs (5.B.3)17 as of Jul 10, 2026
Mar 29, 202112 then
Employees (5.A)20 as of Jul 10, 2026
Mar 29, 202113 then
Private funds: no history
RAUM +68% over the last fiscal year+60% a year over threeIARs 14 to 17
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $38.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $744,005derivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +68%derivedbetween the last two annual amendments
- Advisor growth, one year
- +21%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $7.5M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$261M40%
- Corporations and businesses$236M36%
- Investment companies$80.6M12%
- Individuals$70.9M11%
- Individual clients
- 155reported
- HNW clients
- 351reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 600reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.5M for 15 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.51 fund_share=0.12 institutional_share=0.0 related_bd=true related_bank=false bd_reps=17.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• C••••• B••••••• | Houston, Tx | Oct 10, 2008 | 19 y | 0 |
| R•••••• A•••••••• R••• P•••• | Houston, Tx | Jun 16, 2010 | 16 y | 0 |
| A•••••• F••••••• M••••••• R••••• | Houston, Tx | Jun 20, 2017 | 10 y | 2 |
| F•••••••• M••••••• | Houston, Tx | Mar 8, 2018 | 23 y | 3 |
| C••••••• E••• | San D••••, Ca | Mar 8, 2018 | 16 y | 5 |
| O•••• R• F••••• | San Antonio, Tx | Apr 10, 2019 | 33 y | 4 |
| V••••• J•••• | Houston, Tx | Apr 10, 2019 | 34 y | 5 |
| L••• O•••• G••••••• | Houston, Tx | May 17, 2022 | 10 y | 0 |
| D•••• C•••• G••••••Certified Financial Planner | Houston, Tx | Jul 14, 2022 | 9 y | 0 |
| J••• A•••• B•••••• | Houston, Tx | Jan 23, 2023 | 11 y | 0 |
| P••••••• A•••• S•••••••• | Houston, Tx | Jan 25, 2023 | 12 y | 0 |
| E•••• L••••• | Houston, Tx | May 9, 2023 | 13 y | 0 |
| A•••••• L•••• P••••••• M••••••• | Houston, Tx | May 10, 2023 | 11 y | 0 |
| E••••• A•••• S••• | Houston, Tx | Jul 25, 2023 | 10 y | 0 |
| B••••••• H••••• | Houston, Tx | Sep 28, 2023 | 20 y | 0 |
| I•••• S••••• S•••••• | Houston, Tx | Oct 21, 2025 | 12 y | 2 |
| M••••• M•••••••• S•••• | Houston, Tx | Sep 15, 2026 | 21 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M•••• R•••••••• R•••••••• to G•• W••••• M••••••••• I•••Jul 2, 2025 · RIA to RIA
- I•••• S••••• S•••••• to J••• M••••• S••••••••• L••May 23, 2023 · RIA to wirehouse
- O••••• B••••• M•••••••• to M••••• S••••••Jun 9, 2022 · RIA to wirehouse
- J•••• S••••• to M••••• S••••••Aug 30, 2021 · RIA to wirehouse
- D••••• B••••••• to M••••• S••••••Aug 30, 2021 · RIA to wirehouse
- S••••••• M••••• to M••••• S••••••Nov 27, 2018 · Other
- J••• R•••••• L•••• G••••••• to I•• I••••••••• A•••••••• L••Sep 20, 2017 · Other
- N••• C••••••• G•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dec 31, 2015 · Other
Joined, latest
- M••••• M•••••••• S•••• from B•••••• A•••• M••••••••• I•••Sep 15, 2026 · RIA to RIA
- I•••• S••••• S•••••• from J••• M••••• S••••••••• L••Oct 21, 2025 · Wirehouse to independent RIA
- F•••••••• M••••••• from S•••••• C•••••• A••••••• L••Mar 8, 2018 · Other
- C••••••• E••• from S•••••• C•••••• A••••••• L••Mar 8, 2018 · Other
- A•••••• F••••••• M••••••• R••••• from A•••• C•••• I••••••••• L••Jun 20, 2017 · Other
- O•••• R• F••••• from H•••••• S••••••••• I•••Apr 7, 2015 · Other
- V••••• J•••• from H•••••• S••••••••• I•••Apr 7, 2015 · Other
- J••• R•••••• L•••• G••••••• from A•••••• W••••• M••••••••• I•••Sep 30, 2014 · Other
- O••••• B••••• M•••••••• from U•• F•••••••• S••••••• I•••Feb 5, 2014 · Other
- J•••• S••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 26, 2011 · Other
- D••••• B••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 15, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for M••••• S••••••Aug 30, 2021 · Houston, Tx
- 2 joined from H•••••• S••••••••• I•••May 1, 2015 · San A••••••, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• R••••• D•••• · Chief Compliance Officercontrolsince 05/2022 · owns less than 5%
- H•••••• J•••• · President, Designated Officercontrolsince 08/2008 · owns less than 5%
- L•••• D••••• H••••• · Chairman Of The Boardcontrolsince 04/2023 · owns F of F••••••••• F••••• B•••• M•••• S• I•• M•••• G•••• F•••••••••
Entity owners
- M•••• C••• D• B••••• S••• D• C••• · Shareholderdirect · owns 75% or more
- F••••••••• F••••• B•••• M•••• S• I•• M•••• G•••• F••••••••• · Shareholder, Trusteeindirect · owns 75% or more of M•••• S••••••• D• C•
- M•••• G•••• F••••••••• S••• D• C••• · Shareholderindirect · owns 75% or more of M•••• C••• D• B••••• S••• D• C•••
- M•••• S••••••• D• C• · Shareholderindirect · owns 75% or more of M•••• G•••• F••••••••• S••• D• C•••
Related persons
Schedule D 7.A
- M•••• S••••••••• I•••broker-dealery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 16 | 2 | 0 | ||
| San A••••••, Tx | 2 | 0 | 0 | ||
| San D••••, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San A••••••, TX2 employees
- San D••••, CA2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 71.0% to 51.0% between the annual amendments of 2025-03-28 and 2026-03-31peers: independent wealth managers, $500M to $1B (1,482)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $386,314,126 to $650,868,175 (+68.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +16.0% (1385 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 547 to 600Dec 18, 2025 to Mar 31, 2026
- Advisory employees · 14 to 17Dec 18, 2025 to Mar 31, 2026
- Corporate clients · 68 to 79Dec 18, 2025 to Mar 31, 2026
- HNW clients · 90 to 351Dec 18, 2025 to Mar 31, 2026
- Individual clients · 367 to 155Dec 18, 2025 to Mar 31, 2026
- Assets in custody · $10.9M to $7.5MDec 18, 2025 to Mar 31, 2026
- State-registered IARs · 14 to 17Dec 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $440M to $530MDec 18, 2025 to Mar 31, 2026
- HNW RAUM · $196M to $261MDec 18, 2025 to Mar 31, 2026
- Individual RAUM · $116M to $70.9MDec 18, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $117M to $121MDec 18, 2025 to Mar 31, 2026
- RAUM · $557M to $651MDec 18, 2025 to Mar 31, 2026
- Accounts · 528 to 547Mar 28, 2025 to Dec 18, 2025
- Corporate clients · 56 to 68Mar 28, 2025 to Dec 18, 2025
- HNW clients · 65 to 90Mar 28, 2025 to Dec 18, 2025
- Individual clients · 406 to 367Mar 28, 2025 to Dec 18, 2025
- Assets in custody · unset to 10875332.0Mar 28, 2025 to Dec 18, 2025
- Custody of client assets · false to trueMar 28, 2025 to Dec 18, 2025
- Discretionary RAUM · $282M to $440MMar 28, 2025 to Dec 18, 2025
- HNW RAUM · $152M to $196MMar 28, 2025 to Dec 18, 2025
- Individual RAUM · $124M to $116MMar 28, 2025 to Dec 18, 2025
- Non-discretionary RAUM · $104M to $117MMar 28, 2025 to Dec 18, 2025
- RAUM · $386M to $557MMar 28, 2025 to Dec 18, 2025
- Accounts · 300 to 528May 17, 2024 to Mar 28, 2025
- BD registered reps · 18 to 17May 17, 2024 to Mar 28, 2025
- Corporate clients · 42 to 56May 17, 2024 to Mar 28, 2025
- HNW clients · 166 to 65May 17, 2024 to Mar 28, 2025
- Individual clients · 91 to 406May 17, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0May 17, 2024 to Mar 28, 2025
- Discretionary RAUM · $116M to $282MMay 17, 2024 to Mar 28, 2025
- HNW RAUM · $121M to $152MMay 17, 2024 to Mar 28, 2025
- Individual RAUM · $33.5M to $124MMay 17, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $84.8M to $104MMay 17, 2024 to Mar 28, 2025
- RAUM · $201M to $386MMay 17, 2024 to Mar 28, 2025
- Accounts · 258 to 300Oct 16, 2023 to Mar 18, 2024
- Advisory employees · 15 to 14Oct 16, 2023 to Mar 18, 2024
- Corporate clients · 32 to 42Oct 16, 2023 to Mar 18, 2024
- HNW clients · 128 to 166Oct 16, 2023 to Mar 18, 2024
- Individual clients · 97 to 91Oct 16, 2023 to Mar 18, 2024
- Employees · 18 to 20Oct 16, 2023 to Mar 18, 2024
Signals
9 dated events
- M••••• M•••••••• S•••• registered as an investment adviser representative at M•••• A•••• M••••••••• I•••Sep 15, 2026 · Advisor registered · fact
- M•••• A•••• M••••••••• I••• reported RAUM $556.8M, up 44% from $386.3M (2025-03-28 to 2025-12-18)Dec 18, 2025 · RAUM change · derived
- M•••• R•••••••• R•••••••• left M•••• A•••• M••••••••• I••• for G•• W••••• M••••••••• I••• (registered 2025-10-22)Jul 2, 2025 · Advisor changed firm · fact
- M•••• A•••• M••••••••• I••• reported RAUM $386.3M, up 92% from $200.9M (2024-05-17 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- I•••• S••••• S•••••• left M•••• A•••• M••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2023-05-22)May 23, 2023 · Advisor changed firm · fact
- O••••• B••••• M•••••••• left M•••• A•••• M••••••••• I••• for M••••• S•••••• (registered 2022-05-13)Jun 9, 2022 · Advisor changed firm · fact
- Dario Ruben Contreras (Chief Compliance Officer) appeared on Schedule A of M•••• A•••• M••••••••• I•••May 20, 2022 · Control person joined · fact
- Martin Jorge Ramos Landero (President/Chief Compliance Officer) no longer on Schedule A of M•••• A•••• M••••••••• I••• (listed 2012-07-26, absent 2021-01-22)Jan 22, 2021 · Control person left · inference
- M•••• A•••• M••••••••• I••• filed its initial SEC registration (Form ADV)Jan 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@monexsec.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 713-877-8234reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- monexsec.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-877-8234reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026