RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• D••••• J••••
- Title
- Head of Client Servicesreportedavos.cofirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- A••• C•••••• M••••••••• L•• independent RIA currentsince May 12, 2021 · Darien, Ct
- G•••••••• P••••••• independent RIAAug 20, 2012 to Dec 31, 2018 · Seattle, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Sep 15, 2010 · Seattle, Wa
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 22, 2003 to Oct 23, 2009 · Seattle, Wa
- B••• O• A•••••• S••••••••• L•• unclassifiedDec 29, 1999 to Aug 27, 2003 · Bellevue, Wa
- G•••••••• P••••••• to A••• C•••••• M••••••••• L••left Dec 31, 2018, registered May 12, 2021 (863 days) · RIA to a newly registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G•••••••• P•••••••left Sep 15, 2010, registered Aug 20, 2012 (705 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- B••• O• A•••••• S••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 27, 2003, registered Aug 22, 2003 (-5 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address