DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bruce Steven Terry
Cambridge Investment Research Advisors, Inc.BD affiliatedRohnert Park, Ca dual registrantIAPD 2169483
Feed of 09/15/2026
At current firm
1 y
since Jan 1, 2025
In the industry
34 y
since Sep 25, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Jan 1, 2025 · Rohnert Park, Ca
- Mutual Advisors, LLC BD affiliatedJul 1, 2013 to Jul 27, 2020 · Omaha, Ne
- Mutual Securities, Inc. formerNov 18, 2008 to Jul 9, 2013 · Santa Rosa, Ca
- First Montauk Securities Corp. unclassifiedSep 19, 2005 to Nov 25, 2008 · Santa Rosa, Ca
- Morgan Stanley Dw Inc. unclassifiedJul 8, 1997 to Aug 29, 2005 · Santa Rosa, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mutual Advisors, LLC to Cambridge Investment Research Advisors, Inc.left Jul 27, 2020, registered Jan 1, 2025 (1619 days) · Affiliated broker-dealer or bank to another
- Mutual Securities, Inc. to Mutual Advisors, LLCleft Jul 9, 2013, registered Jul 1, 2013 (-8 days) · Other
- First Montauk Securities Corp. to Mutual Securities, Inc.left Nov 25, 2008, registered Nov 18, 2008 (-7 days) · Other
- Morgan Stanley Dw Inc. to First Montauk Securities Corp.left Aug 29, 2005, registered Sep 19, 2005 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address