RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• A••••• G•••••
- A•••••• F••••••••• I••• independent RIA currentsince Apr 12, 2019 · Crystal Lake, Il
- T•• A•••••••• I••• BD affiliatedMay 7, 2013 to Oct 16, 2018 · Lake In The Hills, Il
- P•••• S••••••••• L•• no RAUMDec 13, 2004 to Jul 26, 2011 · Rosemont, Il
- T•• A•••••••• I••• to A•••••• F••••••••• I•••left Oct 16, 2018, registered Apr 12, 2019 (178 days) · Affiliated broker-dealer or bank to independent RIA
- P•••• S••••••••• L•• to T•• A•••••••• I•••left Jul 26, 2011, registered May 7, 2013 (651 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address