RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• A•••••••
- A••••••• C•••••• M••••••••• L•• independent RIA currentsince Mar 8, 2024 · Des Moines, Ia
- K••• C•••••• P••••••• independent RIADec 19, 2018 to Mar 6, 2024 · Des Moines, Ia
- B••••••• I••••••••• S•••••••• I••• ••••• formerMar 28, 2011 to Feb 11, 2013 · Lamoni, Ia
- S••••••••• A•••••• A•••••••• I••• formerApr 27, 2009 to Oct 20, 2009 · La Vista, Ne
- U••• B•••••• I••••••••• I••• formerOct 5, 2006 to Mar 19, 2009 · Newton, Ia
- L•• F•••••••• L•• BD affiliatedFeb 23, 2006 to Aug 23, 2006 · West Des Moines, Ia
- K••• C•••••• P••••••• to A••••••• C•••••• M••••••••• L••left Mar 6, 2024, registered Mar 8, 2024 (2 days) · RIA to a newly registered adviser
- B••••••• I••••••••• S•••••••• I••• ••••• to K••• C•••••• P•••••••left Feb 11, 2013, registered Dec 19, 2018 (2137 days) · Other
- S••••••••• A•••••• A•••••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••left Oct 20, 2009, registered Mar 28, 2011 (524 days) · Other
- U••• B•••••• I••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Mar 19, 2009, registered Apr 27, 2009 (39 days) · Other
- L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••left Aug 23, 2006, registered Oct 5, 2006 (43 days) · Other
- Matthew David Anderson left Kuhn Capital Partners for Altitude Capital Management Llc (registered 2024-03-08)Mar 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address