DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kuhn Capital Partners
Legal name Kuhn Capital Partners, LLC
Latest filing Mar 31, 2026
First filing on the tape Apr 16, 2018 · 19 filings
SEC status approved since Apr 25, 2025
RAUM
$170M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$144M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$34.0M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$170M as of Mar 31, 2026
Mar 30, 2019$26.0M then
HNW client RAUM$121M as of Mar 31, 2026
Mar 30, 2019$25.9M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Mar 30, 20198 then
Employees (5.A)5 as of Mar 31, 2026
Mar 30, 20199 then
Private funds4 as of Mar 31, 2026
Apr 7, 20253 then
RAUM +35% over the last fiscal yearIARs 5 to 5
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $34.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $900,981derivedHNW RAUM over HNW clients
- Average account
- $626,918derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.2%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $37.4M, 236 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$121M71%
- Pooled investment vehicles$26.2M15%
- Individuals$23.0M14%
- Individual clients
- 133reported
- HNW clients
- 134reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 271reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $37.4M for 236 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.85 fund_share=0.15 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Michael Kuhn | Oak Brook, Il | Jun 23, 2016 | 28 y | 5 |
| Andrew Mitchel Kuhn | Dallas, Tx | Mar 4, 2020 | 11 y | 1 |
| Eric Stanley ShafferCertified Financial Planner | Dallas, Tx | Mar 30, 2020 | 27 y | 4 |
| Lori Lynn BushCertified Financial Planner | Grand Haven, Mi | Dec 11, 2024 | 20 y | 1 |
| Brian PhillipsCertified Financial Planner | Oak Brook, Il | Oct 7, 2025 | 16 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Matthew David Anderson to Altitude Capital Management LLCMar 6, 2024 · RIA to a newly registered adviser
- Andrew Mitchel Kuhn to Focused Compounding Capital Management, LLCOct 20, 2022 · RIA to a state-registered adviser
- Geoffrey Gannon to Focused Compounding Capital Management, LLCOct 20, 2022 · RIA to a state-registered adviser
- Chano Jesse John Arellano to Building Equities, LLCJul 6, 2021 · RIA to a state-registered adviser
- Angelica Roxas to Foundations Investment Advisors LLCJan 4, 2019 · RIA to RIA
Joined, latest
- Brian Phillips from Curi Capital, LLCOct 7, 2025 · RIA to RIA
- Lori Lynn Bush from Cetera Investment Services LLCDec 11, 2024 · Other
- Eric Stanley Shaffer from Advisor Resource CouncilMar 30, 2020 · RIA to RIA
- Matthew David Anderson from Bancwest Investment Services, Inc. (Bwis)Dec 19, 2018 · Other
- Chano Jesse John Arellano from Calton & Associates, Inc.Jun 12, 2018 · Other
- Angelica Roxas from Virtue Capital Management, LLCJun 6, 2018 · Other
- Robert Michael Kuhn from UBS Financial Services Inc.Jun 23, 2016 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Focused Compounding Capital Management, LLCOct 20, 2022 · Oak Brook, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mitchel Andrew Kuhn · Managing Principal / Ccocontrolsince 02/2016 · owns 75% or more
Related persons
Schedule D 7.A
- Eagle Financial Solutionsreal estaten
- Next Phase Financialreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oak Brook, Il · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Ankeny, IA1 employees
- Des Moines, IA1 employees
- Gahanna, OH1 employees
- Grand Haven, MI1 employees
- Oceanside, CA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 732.0 to 271.0 (-63.0%) between the annual amendments of 2025-04-07 and 2026-03-31; the peer median change was +5.0% (3688 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 1.7% percentile
- RAUM up 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $125,847,308 to $169,894,908 (+35.0%) between the annual amendments of 2025-04-07 and 2026-03-31; the peer median change was +15.0% (4551 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 732 to 271Oct 10, 2025 to Mar 31, 2026
- HNW clients · 218 to 134Oct 10, 2025 to Mar 31, 2026
- Individual clients · 55 to 133Oct 10, 2025 to Mar 31, 2026
- Pooled vehicle clients · 3 to 4Oct 10, 2025 to Mar 31, 2026
- Assets in custody · $81.0M to $37.4MOct 10, 2025 to Mar 31, 2026
- Employees · 7 to 5Oct 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $123M to $170MOct 10, 2025 to Mar 31, 2026
- HNW RAUM · $93.7M to $121MOct 10, 2025 to Mar 31, 2026
- Individual RAUM · $23.4M to $23.0MOct 10, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.5M to $0Oct 10, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $8.7M to $26.2MOct 10, 2025 to Mar 31, 2026
- RAUM · $126M to $170MOct 10, 2025 to Mar 31, 2026
- Related adviser · false to trueOct 10, 2025 to Mar 31, 2026
- HQ city · NAPERVILLE to OAK BROOKApr 7, 2025 to Oct 10, 2025
- Private funds · 3 to 4Apr 7, 2025 to Oct 10, 2025
- Accounts · 336 to 732Jan 10, 2020 to Apr 7, 2025
- Advisory employees · 9 to 5Jan 10, 2020 to Apr 7, 2025
- Advisory activities · 4 to 5Jan 10, 2020 to Apr 7, 2025
- HNW clients · 332 to 218Jan 10, 2020 to Apr 7, 2025
- Individual clients · 4 to 55Jan 10, 2020 to Apr 7, 2025
- Pooled vehicle clients · unset to 3.0Jan 10, 2020 to Apr 7, 2025
- Assets in custody · unset to 81000000.0Jan 10, 2020 to Apr 7, 2025
- Custody of client assets · false to trueJan 10, 2020 to Apr 7, 2025
- Employees · 9 to 7Jan 10, 2020 to Apr 7, 2025
- Insurance-licensed employees · 0 to 1Jan 10, 2020 to Apr 7, 2025
- Financial planning clients · 26-50 to 101-250Jan 10, 2020 to Apr 7, 2025
- HQ city · PLANO to NAPERVILLEJan 10, 2020 to Apr 7, 2025
- HQ state · TX to ILJan 10, 2020 to Apr 7, 2025
- State-registered IARs · 9 to 5Jan 10, 2020 to Apr 7, 2025
- Legal name · WHITNEY-KUHN, LLC to KUHN CAPITAL PARTNERS, LLCJan 10, 2020 to Apr 7, 2025
- Other offices · 5 to 1Jan 10, 2020 to Apr 7, 2025
- Private funds · unset to 3Jan 10, 2020 to Apr 7, 2025
- Discretionary RAUM · $31.5M to $123MJan 10, 2020 to Apr 7, 2025
- HNW RAUM · $31.3M to $93.7MJan 10, 2020 to Apr 7, 2025
- Individual RAUM · $165,000 to $23.4MJan 10, 2020 to Apr 7, 2025
- Non-discretionary RAUM · $0 to $2.5MJan 10, 2020 to Apr 7, 2025
- Pooled vehicle RAUM · unset to 8700000.0Jan 10, 2020 to Apr 7, 2025
- RAUM · $31.5M to $126MJan 10, 2020 to Apr 7, 2025
- Advisory employees · 8 to 9Dec 26, 2019 to Jan 10, 2020
- State-registered IARs · 8 to 9Dec 26, 2019 to Jan 10, 2020
Signals
5 dated events
- Matthew David Anderson left Kuhn Capital Partners for Altitude Capital Management Llc (registered 2024-03-08)Mar 6, 2024 · Advisor changed firm · fact
- Andrew Mitchel Kuhn left Kuhn Capital Partners for Focused Compounding Capital Management, Llc (registered 2020-03-04)Oct 20, 2022 · Advisor changed firm · fact
- Geoffrey Gannon left Kuhn Capital Partners for Focused Compounding Capital Management, Llc (registered 2020-03-06)Oct 20, 2022 · Advisor changed firm · fact
- 2 advisors left Kuhn Capital Partners (Oak Brook, IL) for Focused Compounding Capital Management, LLC on the same dayOct 20, 2022 · Team lift-out · derived
- Whitney-Kuhn, Llc filed its initial SEC registration (Form ADV)Apr 16, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 630-481-7272reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- bisonnr.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-674-3217reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- kuhncp.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- kuhncp.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026