DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stephen Edward Jackson

LPL Financial LLCBD affiliatedSan Diego, Ca dual registrantIAPD 2174290

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Stephen E Jackson

At current firm

1 y

since Apr 2, 2025

In the industry

34 y

since Dec 6, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Apr 2, 2025 · San Diego, Ca
Independent Financial Group, LLC BD affiliated
Dec 12, 2008 to Apr 1, 2025 · Kirkland, Wa
Eplanning Advisors Inc unclassified
May 30, 2007 to Dec 11, 2008 · Roseville, Ca
Diversified Financial Advisors unclassified
Jul 14, 2003 to Apr 14, 2004 · Lynnwood, Wa
LPL Financial LLC BD affiliated
Jun 9, 2003 to Apr 20, 2004 · Lynwood, Wa
Ameriprise Financial Services, LLC national BD
Dec 9, 2002 to Mar 17, 2003 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

Independent Financial Group, LLC to LPL Financial LLC
left Apr 1, 2025, registered Apr 2, 2025 (1 days) · Affiliated broker-dealer or bank to another
Eplanning Advisors Inc to Independent Financial Group, LLC
left Dec 11, 2008, registered Dec 12, 2008 (1 days) · Other
LPL Financial LLC to Diversified Financial Advisors
left Apr 20, 2004, registered Jul 14, 2003 (-281 days) · Other
Diversified Financial Advisors to Eplanning Advisors Inc
left Apr 14, 2004, registered May 30, 2007 (1141 days) · Other
Ameriprise Financial Services, LLC to LPL Financial LLC
left Mar 17, 2003, registered Jun 9, 2003 (84 days) · Other

Signals

Stephen Edward Jackson left Independent Financial Group, Llc for Lpl Financial Llc (registered 2025-04-02)
Apr 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address