DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• L•• S•••••••

M••••••••• A•••••••• L••state registeredCamp Hill, PaIA-onlyIAPD 2175700

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••••• S•••••••

At current firm

8 y

since Apr 25, 2018

In the industry

32 y

since Apr 20, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••••••• A•••••••• L•• state registered current
since Apr 25, 2018 · Camp Hill, Pa
K•••••••• W••••• M••••••••• L•• independent RIA
Oct 28, 2010 to Jun 10, 2016 · Alexandria, Va
B••• I••••••••• S•••••••• I••• former
Mar 15, 2010 to Aug 26, 2010 · Charlotte, Nc
R••••••• C••••• A••••••• S••••••• former
Oct 19, 2009 to Mar 29, 2010 · Herndon, Va
U•••• F•••••••• S••••••• G••••• I••• unclassified
Jun 10, 2008 to Oct 22, 2008 · Falls Church, Va
C•••••• A••••••• unclassified
May 8, 2007 to Feb 26, 2008 · Middleburg, Va
O• I••••••••• M••••••••• C• BD affiliated
Apr 18, 2006 to Dec 31, 2006 · Mechanicsburg, Pa

Moves

a registration end followed by a registration begin elsewhere

K•••••••• W••••• M••••••••• L•• to M••••••••• A•••••••• L••
left Jun 10, 2016, registered Apr 25, 2018 (684 days) · Other
B••• I••••••••• S•••••••• I••• to K•••••••• W••••• M••••••••• L••
left Aug 26, 2010, registered Oct 28, 2010 (63 days) · Other
R••••••• C••••• A••••••• S••••••• to B••• I••••••••• S•••••••• I•••
left Mar 29, 2010, registered Mar 15, 2010 (-14 days) · Other
U•••• F•••••••• S••••••• G••••• I••• to R••••••• C••••• A••••••• S•••••••
left Oct 22, 2008, registered Oct 19, 2009 (362 days) · Other
C•••••• A••••••• to U•••• F•••••••• S••••••• G••••• I•••
left Feb 26, 2008, registered Jun 10, 2008 (105 days) · Other
O• I••••••••• M••••••••• C• to C•••••• A•••••••
left Dec 31, 2006, registered May 8, 2007 (128 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address