RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• L• T•••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 29, 2026 · Mchenry, Il
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Feb 1, 2017 · Mchenry, Il
- L•• F•••••••• L•• BD affiliatedSep 18, 2013 to Feb 1, 2017 · Zion, Il
- F••••••••• A•••••••• I••• unclassifiedMay 13, 2013 to Sep 18, 2013 · North Barrington, Il
- A••••••••• I••••••••• S•••••••• I••• independent RIAMay 4, 2012 to Apr 9, 2013 · Crystal Lake, Il
- L•• F•••••••• L•• BD affiliatedJul 5, 2011 to Mar 2, 2012 · Crystal Lake, Il
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedSep 12, 2007 to Jul 5, 2011 · Crystal Lake, Il
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
- F••••••••• A•••••••• I••• to L•• F•••••••• L••left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
- A••••••••• I••••••••• S•••••••• I••• to F••••••••• A•••••••• I•••left Apr 9, 2013, registered May 13, 2013 (34 days) · Other
- L•• F•••••••• L•• to A••••••••• I••••••••• S•••••••• I•••left Mar 2, 2012, registered May 4, 2012 (63 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address