RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• J••• F•••
- O•••• W•••••• I••• BD affiliated currentsince Aug 12, 2025 · Scottsdale, Az
- S••••••••• A•••••• A•••••••• I••• formerNov 16, 2020 to Jun 20, 2024 · Seattle, Wa
- K•• F•••••••• S•••••••• I•• formerMar 16, 2018 to Nov 18, 2020 · Seattle, Wa
- C••••• A••••••• L•• formerFeb 28, 2012 to Feb 28, 2018 · Greenwood Village, Co
- P•••••• W••• F•••••••• C••••••••• I•• formerJun 22, 1999 to Feb 28, 2012 · Renton, Wa
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 20, 2024, registered Aug 12, 2025 (418 days) · corporate re-registration, not a move
- K•• F•••••••• S•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Nov 18, 2020, registered Nov 16, 2020 (-2 days) · corporate re-registration, not a move
- C••••• A••••••• L•• to K•• F•••••••• S•••••••• I••left Feb 28, 2018, registered Mar 16, 2018 (16 days) · Other · moved with a team
- P•••••• W••• F•••••••• C••••••••• I•• to C••••• A••••••• L••left Feb 28, 2012, registered Feb 28, 2012 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address