DFX Intelligence
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Registered advisor
M•••••• J• V•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Mike V•••••
At current firm
1 y
since Mar 31, 2025
In the industry
34 y
since Feb 6, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Alpharetta, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDMar 12, 2010 to Jul 13, 2018 · Alpharetta, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 11, 2010 to Feb 24, 2010 · Alpharetta, Ga
- M•• F•••••••• S•••••••• I••• formerApr 11, 2008 to Dec 12, 2008 · Atlanta, Ga
- N•• E•••••• S••••••••• C••••••••• formerMar 14, 2006 to Apr 16, 2008 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S•••••••• A••••••• L••left Feb 24, 2010, registered Mar 12, 2010 (16 days) · Other
- M•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 12, 2008, registered Jan 11, 2010 (395 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Apr 16, 2008, registered Apr 11, 2008 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address