P••• M•••••• F••••••

• J••••• M••••••••• S•••• L•• BD affiliated current
  since Jun 14, 2018 · Yardley, Pa
• S•••••• N••••••• • C••••••• I••••••••• national BD
  Jul 31, 2007 to Jun 21, 2018 · Yardley, Pa
• R••• B••• • C•• unclassified
  Oct 19, 2005 to Jul 31, 2007 · Yardley, Pa

• S•••••• N••••••• • C••••••• I••••••••• to J••••• M••••••••• S•••• L••
  left Jun 21, 2018, registered Jun 14, 2018 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
• R••• B••• • C•• to S•••••• N••••••• • C••••••• I•••••••••
  left Jul 31, 2007, registered Jul 31, 2007 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address