RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M•••••• A•••••
- A••••• F•••••••• P•••••••• I••• state registered currentsince Jan 1, 2026 · Castle Rock, Co
- S••••••••• A•••••• A•••••••• I••• formerSep 8, 2015 to Oct 19, 2017 · Aurora, Co
- L•• F•••••••• L•• BD affiliatedMay 19, 2014 to Sep 16, 2015 · Aurora, Co
- M•• F•••••••• S•••••••• I••• formerMay 25, 2011 to May 27, 2014 · Greenwood Village, Co
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 23, 2011 to Apr 25, 2011 · Lakewood, Co
- S••••••••• A•••••• A•••••••• I••• to A••••• F•••••••• P•••••••• I•••left Oct 19, 2017, registered Jan 1, 2026 (2996 days) · Other
- L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Sep 16, 2015, registered Sep 8, 2015 (-8 days) · Other
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left May 27, 2014, registered May 19, 2014 (-8 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Apr 25, 2011, registered May 25, 2011 (30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address