DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Troy Lee Flinn
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
2 y
since Sep 16, 2024
In the industry
34 y
since Oct 14, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Sep 16, 2024 · Glen Allen, Va
- Kestra Advisory Services, LLC BD affiliatedAug 1, 2019 to Sep 17, 2024 · Glen Allen, Va
- Cambridge Investment Research Advisors, Inc. BD affiliatedOct 24, 2011 to Aug 6, 2019 · Richmond, Va
- Tower Square Securities, Inc. formerJan 13, 2004 to Oct 28, 2011 · Richmond, Va
- Osaic Fs, Inc. formerAug 7, 2001 to Jan 13, 2004 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- Kestra Advisory Services, LLC to LPL Financial LLCleft Sep 17, 2024, registered Sep 16, 2024 (-1 days) · Affiliated broker-dealer or bank to another
- Cambridge Investment Research Advisors, Inc. to Kestra Advisory Services, LLCleft Aug 6, 2019, registered Aug 1, 2019 (-5 days) · Affiliated broker-dealer or bank to another
- Tower Square Securities, Inc. to Cambridge Investment Research Advisors, Inc.left Oct 28, 2011, registered Oct 24, 2011 (-4 days) · Other
- Osaic Fs, Inc. to Tower Square Securities, Inc.left Jan 13, 2004, registered Jan 13, 2004 (0 days) · Other
Signals
- Troy Lee Flinn left Kestra Advisory Services, Llc for Lpl Financial Llc (registered 2024-09-16)Sep 17, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address