J••••• A••• M••••••••

• O•••• W•••••• I••• BD affiliated current
  since Jan 19, 2024 · Pittsburgh, Pa
• W••••••• F•••••••• S•••••••• I••• former
  Dec 9, 2009 to Jan 19, 2024 · Irwin, Pa
• E•••••••• A•••••••• L•• national BD
  Jun 1, 2005 to Dec 14, 2009 · New York, Ny
• M••• S••••••••• C••••••••• unclassified
  Sep 8, 2003 to Jun 1, 2005 · Irwin, Pa

• W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
  left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
• E•••••••• A•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
  left Dec 14, 2009, registered Dec 9, 2009 (-5 days) · Other
• M••• S••••••••• C••••••••• to E•••••••• A•••••••• L••
  left Jun 1, 2005, registered Jun 1, 2005 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address