DFX Intelligence
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Registered advisor
S•••••• S••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSan Antonio, Txdual registrantIAPD 2182834
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•• S••••
At current firm
10 y
since Nov 19, 2015
In the industry
28 y
since Jul 16, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Nov 19, 2015 · San Antonio, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Nov 10, 2015 · San Antonio, Tx
- C••••• I••••••••• S••••••• L•• formerAug 16, 2005 to Jan 21, 2014 · San Antonio, Tx
- S••••••• S•••••• C•••• L••••• unclassifiedFeb 6, 2004 to Jul 19, 2006 · San Antonio, Tx
- E•••••••• A•••••••• L•• national BDAug 21, 1998 to Jan 13, 2003 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 10, 2015, registered Nov 19, 2015 (9 days) · Other · moved with a team
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- S••••••• S•••••• C•••• L••••• to C••••• I••••••••• S••••••• L••left Jul 19, 2006, registered Aug 16, 2005 (-337 days) · Other
- E•••••••• A•••••••• L•• to S••••••• S•••••• C•••• L•••••left Jan 13, 2003, registered Feb 6, 2004 (389 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address