D•••• M•••••• O• C••••••

• H•••••• T••••••• • K•••• L•• independent RIA current
  since Mar 19, 2021 · New York, Ny
• L•• F•••••••• L•• BD affiliated
  Dec 17, 2009 to May 5, 2010 · Forest Hills, Ny
• H••• S••••••••• •••• I••• BD affiliated
  May 14, 2009 to Dec 11, 2009 · Hauppauge, Ny
• L•• F•••••••• L•• BD affiliated
  Feb 7, 2007 to May 5, 2009 · Oakdale, Ny
• I••• S••••••••• I••• unclassified
  Dec 21, 2005 to Feb 9, 2007 · West Babylon, Ny
• T• W••••• M••••••••• S••••••• I••• unclassified
  May 10, 2004 to Dec 15, 2005 · Melville, Ny

• L•• F•••••••• L•• to H•••••• T••••••• • K•••• L••
  left May 5, 2010, registered Mar 19, 2021 (3971 days) · Other
• H••• S••••••••• •••• I••• to L•• F•••••••• L••
  left Dec 11, 2009, registered Dec 17, 2009 (6 days) · Other
• L•• F•••••••• L•• to H••• S••••••••• •••• I•••
  left May 5, 2009, registered May 14, 2009 (9 days) · Other
• I••• S••••••••• I••• to L•• F•••••••• L••
  left Feb 9, 2007, registered Feb 7, 2007 (-2 days) · Other
• T• W••••• M••••••••• S••••••• I••• to I••• S••••••••• I•••
  left Dec 15, 2005, registered Dec 21, 2005 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address