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Registered advisor
S•••• W••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
8 y
since Feb 14, 2018
In the industry
32 y
since Apr 13, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 14, 2018 · Mt Laurel, Nj
- I••••• F•••••••• C••••••••• formerJan 9, 2006 to Feb 21, 2018 · Cherry Hill, Nj
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Jan 12, 2006 · Manalapan, Nj
- J••••• H•••••••• W••• L••••• L•• formerSep 11, 2003 to Jan 1, 2004 · Manalapan, Nj
Moves
a registration end followed by a registration begin elsewhere
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 21, 2018, registered Feb 14, 2018 (-7 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to I••••• F•••••••• C•••••••••left Jan 12, 2006, registered Jan 9, 2006 (-3 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address