D•••••• E••• R•••

• A••••••••• I••••••••• R•••••••• L•• state registered current
  since Feb 19, 2020 · Moca, Pr
• A••••••••• former
  Oct 18, 2016 to Jul 6, 2018 · Overland Park, Ks
• R••• F•••••••• G••••• I••• unclassified
  Jan 1, 2015 to Sep 15, 2022 · Overland Park, Ks
• R••• F•••••••• G••••• I••• unclassified
  Aug 7, 2006 to Dec 31, 2014 · Humacao, Pr
• P••••••••• N••••••• I•• unclassified
  Jul 9, 2004 to Dec 31, 2004 · Overland Park, Ks
• C••••• A••••••• L•• former
  Jan 1, 2004 to Aug 9, 2006 · Overland Park, Ks
• V••••• S••••••••• C••••••••• unclassified
  Mar 22, 2002 to Jan 1, 2004 · Overland Park, Ks

• R••• F•••••••• G••••• I••• to A•••••••••
  left Sep 15, 2022, registered Oct 18, 2016 (-2158 days) · Other
• A••••••••• to A••••••••• I••••••••• R•••••••• L••
  left Jul 6, 2018, registered Feb 19, 2020 (593 days) · RIA to a state-registered adviser
• C••••• A••••••• L•• to P••••••••• N••••••• I••
  left Aug 9, 2006, registered Jul 9, 2004 (-761 days) · Other
• P••••••••• N••••••• I•• to R••• F•••••••• G••••• I•••
  left Dec 31, 2004, registered Aug 7, 2006 (584 days) · Other
• V••••• S••••••••• C••••••••• to C••••• A••••••• L••
  left Jan 1, 2004, registered Jan 1, 2004 (0 days) · Other

• ••• Locked
  Sep 15, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address