RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A•••••••• K•••••
- K••••• W••••• A•••••••• L•• state registered currentsince Jan 4, 2010 · Northbrook, Il
- K••••• W••••• A•••••••• L•• state registeredJan 4, 2010 to Dec 31, 2014 · Northbrook, Il
- A•••••••• F•••••••• A•••••••• L•• state registeredJan 4, 2008 to Nov 3, 2009 · Miami Beach, Fl
- J• W• C••• A•••••••• I••• BD affiliatedFeb 2, 2006 to Jan 2, 2008 · Rosemont, Il
- C••••••• F•••••••• D••••••• I••• BD affiliatedFeb 17, 2004 to Nov 28, 2005 · Northbrook, Il
- A•••••••• F•••••••• A•••••••• L•• to K••••• W••••• A•••••••• L••left Nov 3, 2009, registered Jan 4, 2010 (62 days) · Other
- J• W• C••• A•••••••• I••• to A•••••••• F•••••••• A•••••••• L••left Jan 2, 2008, registered Jan 4, 2008 (2 days) · Other
- C••••••• F•••••••• D••••••• I••• to J• W• C••• A•••••••• I•••left Nov 28, 2005, registered Feb 2, 2006 (66 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address