RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• B• H•••••••
- K••••• A•••••••• I••• BD affiliated currentsince Jun 18, 2007 · Jupiter, Fl
- G•••••••• F••••••••• I•• unclassifiedJan 18, 2006 to Jun 20, 2007 · Jupiter, Fl
- O•••• W•••••• I••• BD affiliatedOct 13, 2005 to Jan 24, 2006 · Boynton Beach, Fl
- A•••• • F•••••••• P•••••••• L•• formerJul 29, 2002 to Dec 2, 2002 · White Plains, Ny
- G•••••••• F••••••••• I•• to K••••• A•••••••• I•••left Jun 20, 2007, registered Jun 18, 2007 (-2 days) · Other
- O•••• W•••••• I••• to G•••••••• F••••••••• I••left Jan 24, 2006, registered Jan 18, 2006 (-6 days) · Other
- A•••• • F•••••••• P•••••••• L•• to O•••• W•••••• I•••left Dec 2, 2002, registered Oct 13, 2005 (1046 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address