RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 31, 2024 · West Grove, Pa
• P•• W••••• M••••••••• BD affiliated
  Jan 1, 2004 to Jun 4, 2024 · Wilmington, De
• J••••• H•••••••• W••• L••••• L•• former
  May 8, 2002 to Jan 1, 2004 · Wilmington, De

• P•• W••••• M••••••••• to L•• F•••••••• L••
  left Jun 4, 2024, registered May 31, 2024 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••
  left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move

• T••••• J••• C••••• left P•• W••••• M••••••••• for L•• F•••••••• L•• (registered 2024-05-31)
  Jun 4, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address