DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Curtis Jerald Habsieger
Feed of 09/14/2026
At current firm
7 y
since Jan 22, 2019
In the industry
34 y
since Feb 24, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cgr Financial state registered currentsince Jan 22, 2019 · Henderson, Nv
- Westpark Capital, Inc. independent RIAJul 27, 2016 to Jan 11, 2019 · Irvine, Ca
- Newport Coast Asset Management formerJan 6, 2015 to Jul 28, 2016 · Corona, Ca
- Pruco Securities, LLC no RAUMFeb 2, 2012 to Jan 5, 2015 · Irvine, Ca
- Newport Coast Asset Management formerDec 16, 2010 to Jan 26, 2012 · Corona, Ca
- Edward Jones national BDDec 9, 2008 to Dec 16, 2010 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Westpark Capital, Inc. to Cgr Financialleft Jan 11, 2019, registered Jan 22, 2019 (11 days) · RIA to a state-registered adviser
- Newport Coast Asset Management to Westpark Capital, Inc.left Jul 28, 2016, registered Jul 27, 2016 (-1 days) · Other · moved with a team
- Pruco Securities, LLC to Newport Coast Asset Managementleft Jan 5, 2015, registered Jan 6, 2015 (1 days) · Other
- Newport Coast Asset Management to Pruco Securities, LLCleft Jan 26, 2012, registered Feb 2, 2012 (7 days) · Other
- Edward Jones to Newport Coast Asset Managementleft Dec 16, 2010, registered Dec 16, 2010 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address