DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• J••• F••••

I••••••••• F•••••••• P•••••••BD affiliatedGranger, In dual registrantIAPD 2188536

Feed of 09/14/2026

Also filed as Jack F••••

At current firm

2 y

since Jul 23, 2024

In the industry

34 y

since Mar 31, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• P••••••• BD affiliated current
since Jul 23, 2024 · Granger, In
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Jul 26, 2024 · Granger, In
S••••••••• A•••••• A•••••••• I••• former
May 29, 2002 to Jun 14, 2024 · Granger, In
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 14, 1998 to Dec 31, 2005 · South Bend, In

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to I••••••••• F•••••••• P•••••••
left Jul 26, 2024, registered Jul 23, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Dec 31, 2005, registered May 29, 2002 (-1312 days) · Other

Signals

E••••• J••• F•••• left O•••• W•••••• I••• for I••••••••• F•••••••• P••••••• (registered 2024-07-23)
Jul 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address