RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A•• C•••••• M••••••••• independent RIA currentsince Apr 21, 2023 · Texarkana, Ar
- C••••••••• P•••••••• L•• independent RIAJul 22, 2017 to Apr 3, 2023 · Texarkana, Ar
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 25, 2016 to Jul 20, 2017 · Texarkana, Ar
- N•• A•••••• S•••••••• L•• formerNov 7, 2006 to Sep 22, 2016 · Austin, Tx
- S•••••••• F••••••••• I••• formerOct 31, 2005 to Nov 16, 2006 · Texarkana, Tx
- S••••••••• S••••••••• I••• unclassifiedNov 18, 1996 to Oct 31, 2005 · Texarkana, Tx
- C••••••••• P•••••••• L•• to A•• C•••••• M•••••••••left Apr 3, 2023, registered Apr 21, 2023 (18 days) · RIA to RIA
- K••••• A••••••• S•••••••• L•• to C••••••••• P•••••••• L••left Jul 20, 2017, registered Jul 22, 2017 (2 days) · Other
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 25, 2016 (-150 days) · corporate re-registration, not a move
- S•••••••• F••••••••• I••• to N•• A•••••• S•••••••• L••left Nov 16, 2006, registered Nov 7, 2006 (-9 days) · Other
- S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
- B••• F•••••• left C••••••••• P•••••••• L•• for A•• C•••••• M••••••••• (registered 2023-04-21)Apr 3, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address